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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PHILIPS BUSINESS ELECTRONICS INTERNATIONAL BV GLASLAAN 2 EINDHOVEN, THE NETHERLANDS 5616 LW |
X | |||
KONINKLIJKE PHILIPS ELECTRONICS NV GLASLAAN 2 EINDHOVEN, THE NETHERLANDS 5616 LW |
X |
/s/ G.J. KLEISTERLEE, President & CEO, KONINKLIJKE PHILIPS ELECTRONICS N.V. | 12/20/2006 | |
**Signature of Reporting Person | Date | |
/s/ P.J. SIVIGNON, Executive Vice President & CFO, KONINKLIJKE PHILIPS ELECTRONICS N.V. | 12/20/2006 | |
**Signature of Reporting Person | Date | |
/s/ P.J. SIVIGNON, Authorised Person, PHILIPS BUSINESS ELECTRONICS INTERNATIONAL B.V. | 12/20/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to a Combination Agreement, dated November 15, 1996, as supplemented by an agreement effective as of December 31, 2000 (the "Combination Agreement"), by and among Philips Business Electronics International B.V. ("PBE"), Koninklijke Philips Electronics N.V. ("Philips") and FEI Company (the "Issuer"), PBE has the right to receive from the Issuer, from time to time, without the payment of any additional consideration, additional shares of Common Stock when options, warrants, convertible securities or other rights to acquire shares of Common Stock outstanding (or issuable without further action by the Issuer's board of directors) as of February 21, 1997, are exercised or converted. PBE is a wholly-owned subsidiary of Philips. Accordingly, securities owned by PBE may be deemed beneficially owned by Philips. |