SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 8-A/A
(Amendment No. 2)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION
12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
AVANT IMMUNOTHERAPEUTICS, INC.
(Exact name of registrant as specified in charter)
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Delaware |
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13-3191702 |
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119 Fourth Avenue |
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02494-2725 |
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. o |
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If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. x |
Securities Act registration statement file number to which this relates:
Securities to be registered pursuant to Section 12(b) of the Act: None
Securities to be registered pursuant to Section 12(g) of the Act:
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Title of
Each Class |
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Name of
Each Exchange on Which |
Preferred Stock Purchase Rights |
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NASDAQ |
Common Stock, $0.001 par value (1)
(Title of Class)
(1) This amendment relates to the common stock, par value $0.01 per share, of the registrant and associated rights to purchase the registrants Series C-1 Junior Participating Cumulative Preferred Stock, par value $0.01 per share.
This Form 8-A/A amends and supplements the Registration Statement on Form 8-A filed by AVANT Immunotherapeutics, Inc. (the Company), with the Securities and Exchange Commission on November 8, 2004 (including the Exhibits thereto, the Form 8-A). Capitalized terms used without definition herein shall have the meaning set forth in the Shareholder Rights Agreement dated November 5, 2004, (the Rights Agreement), as amended October 19, 2007, between the Company and Computershare Trust Company, N.A. (formerly EquiServe Trust Company, N.A.), as Rights Agent (the Rights Agent).
Item 1. Description of Registrants Securities to be Registered.
Item 1 of the Form 8-A is amended and supplemented by adding the following:
Amendment to Rights Agreement
Item 1. Description of Registrants Securities to be Registered.
In connection with the expected closing on March 7, 2008 of the Agreement and Plan of Merger, dated October 19, 2007 (the Merger Agreement), among the Company, Celldex Therapeutics, Inc. (Celldex) and Callisto Merger Corporation, a Delaware corporation and a wholly-owned subsidiary of the Company (Merger Sub), Computershare Trust Company, N.A, as Rights Agent, entered into Amendment No. 2 to the Rights Agreement, dated as of March 7, 2008 (the Amendment). The Amendment provides that: (i) the definition of Grandfathered Percentage shall include the percentage of post-merger ownership of the Companys common shares plus an additional 1/2 percent beneficially owned by Medarex, Inc. and Lorantis Holdings Limited respectively and (ii) the definition of Grandfathered Person shall include Medarex, Inc. and Lorantis Holdings Limited.
The Amendment is attached hereto as an exhibit and is hereby incorporated by reference. The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment.
Miscellaneous
The foregoing description of the Rights Amendment does not purport to be complete and is qualified in its entirety by reference to the Rights Agreement which is incorporated herein by reference.
Item 2Exhibits.
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Exhibit No. |
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Description |
10.1 |
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Amendment No. 2 to Shareholder Rights Agreement dated November 5, 2004, between the Company and Computershare Trust Company, N.A. (formerly EquiServe Trust Company, N.A.), as Rights Agent. |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
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AVANT IMMUNOTHERAPEUTICS, INC. |
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By: |
/s/ Una. S. Ryan |
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Name: |
Una S. Ryan, Ph.D |
Date: March 7, 2008 |
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Title: |
President and Chief Executive Officer |
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EXHIBIT INDEX
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Exhibit No. |
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Description |
10.1 |
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Amendment No. 2 to Shareholder Rights Agreement dated November 5, 2004, between the Company and Computershare Trust Company, N.A. (formerly EquiServe Trust Company, N.A.), as Rights Agent. |
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