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United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

October 2018

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F  X  Form 40-F ___

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes        No    X 

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes        No    X 

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes     No  X 

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-   .)

 



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Table of Contents:

 

Press Release

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Signature Page

4

 

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Press Release

 

Shares owned by Board Members, Fiscal Council, Executive Directors on September 28, 2018 (aggregate).

 

Company: Vale S.A.

Board Members

Type of security

Characteristic of the security

Quantity

%

Same
class of
shares

Total capital

Shares

ON

33,238

0.00

0.00

 

Company: Vale S.A.

Executive Directors

Type of security

Characteristic of the security

Quantity

%

Same
class of
shares

Total capital

Shares

ON

960,191

0.02

0.02

 

Company: Vale S.A.

Audit Committee Members

Type of security

Characteristic of the security

Quantity

%

Same
class
of shares

Total capital

Shares

ON

4,040

0.00

0.00

 

Company: Vale S.A.

Technical Committee Members

Type of security

Characteristic of the security

Quantity

%

Same
class
of shares

Total capital

Shares

ON

7,680

0.00

0.00

 

Company: Vale S.A.

Controlling group

Type of security

Characteristic of the security

Quantity

%

Same
class
of shares

Total capital

Shares

ON

2,122,735,288

40.17

40.17

 

On August 14th, 2017 a Vale S.A. Shareholders Agreement was signed, binding 20% of the total outstanding common shares issued by Vale. In the table above, the quantity of shares represents all the shares owned by the parties of the agreement, including the shares not binded to the agreement.

 

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Signatures

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Vale S.A.

 

(Registrant)

 

 

 

 

By:

 /s/ André Figueiredo

Date: October 10, 2018

 

 Director of Investor Relations

 

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