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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 36.23 | 04/01/2010 | A | 53,546 (2) | 04/01/2011 | 04/01/2017 | Common Stock | 53,546 | $ 0 | 53,546 | D | ||||
Phantom Stock Credits | $ 0 | (3) | (4) | Common Stock | 2,088 | 2,088 | I | Direct | |||||||
Stock Option | $ 30.04 | (5) | 04/03/2013 | Common Stock | 20,286 | 20,286 | D | ||||||||
Stock Option | $ 34.42 | (6) | 04/02/2014 | Common Stock | 23,438 | 23,438 | D | ||||||||
Stock Option | $ 22.45 | 01/05/2008 | 01/05/2012 | Common Stock | 16,667 | 16,667 | D | ||||||||
Stock Option | $ 41.17 | 04/01/2009(7) | 04/01/2015 | Common Stock | 47,568 | 47,568 | D | ||||||||
Stock Option | $ 28.1 | 04/01/2010(8) | 04/01/2016 | Common Stock | 64,237 | 64,237 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Foulkes Helena ONE CVS DRIVE WOONSOCKET, RI 02895- |
Senior Vice President |
Helena Foulkes | 04/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse on two equal installments 50% on 4/1/2013 and 50% on 7/22/2019. |
(2) | Option becomes exercisable in three equal annual installments, commencing 4/1/2011. |
(3) | Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person. |
(4) | Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person. |
(5) | Remaining options become exercisable in two equal annual installments, on 04/03/08 and 04/03/09. |
(6) | Option becomes exercisable in three annual installments, commencing 04/02/2008. |
(7) | Option becomes exercisable in three equal annual installments, commencing 4/1/2009. |
(8) | Option becomes exercisable in three equal installments, commencing 4/1/2010. |