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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | (3) | (4) | (4) | Common Stock | 20,558.192 | 20,558.192 (4) | D | ||||||||
Phantom Stock Units | (3) | (5) | (5) | Common Stock | 41,533.2 | 41,533.2 (6) | D | ||||||||
Phantom Stock | (3) | (7) | (7) | Common Stock | 10,134.09 | 10,134.09 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOHNSON JULIA L 76 SOUTH MAIN ST AKRON, OH 44308 |
X |
Daniel M. Dunlap, attorney-in-fact | 02/26/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan. |
(2) | Includes shares acquired through dividend reinvestments. |
(3) | 1 for 1 |
(4) | Phantom stock units are paid in shares of FirstEnergy Corp. common stock following conclusion of service as a director in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock units acquired through dividend reinvestments. |
(5) | This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, other than a portion of which that will pay on January 1, 2023 and a portion that will pay on January 1, 2024 unless the director concludes service prior, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. |
(6) | Includes phantom stock units acquired through dividend reinvestments. |
(7) | Phantom stock is paid in cash following conclusion of service as a director in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock acquired through dividend reinvestments. |