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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 0.58 | 12/30/2005 | D(2) | 3,261 | 05/23/2004 | 05/23/2013 | Common Stock | 3,261 | $ 0 | 3,261 | D | ||||
Stock Options (Right to Buy) | $ 1.96 | 12/30/2005 | D(3) | 3,261 | 03/17/2005 | 03/17/2014 | Common Stock | 3,261 | $ 0 | 1,087 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rojas James K 550 WEST VAN BUREN STREET CHICAGO, IL 60607 |
Former VP, Corp Development |
Natalia Delgado, Attorney-in-fact for James K. Rojas | 01/03/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted shares forfeited as a result of resignation from Huron. |
(2) | Forfeiture of unexercisable options held by the reporting person from an original grant of 6,522 options on May 23, 2003, which vested over a four-year period, with 25% vesting on each anniversary of the grant date, subject to acceleration or termination in certain circumstances. |
(3) | Forfeiture of unexercisable options held by the reporting person from an original grant of 4,348 options on March 17, 2004, which vested over a four-year period, with 25% vesting on each anniversary of the grant date, subject to acceleration or termination in certain circumstances. |