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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options (Right to Buy) | $ 13.4708 | (2) | 11/18/2021 | Class A Common Stock | 3,500 | 3,500 | D | ||||||||
| Stock Options (Right to Buy) | $ 13.4708 | (3) | 11/18/2021 | Class A Common Stock | 2,450 | 2,450 | D | ||||||||
| Stock Options (Right to Buy) | $ 13.4708 | (4) | 11/18/2021 | Class A Common Stock | 2,200 | 2,200 | D | ||||||||
| Stock Options (Right to Buy) | $ 13.4708 | (5) | 11/18/2021 | Class A Common Stock | 2,625 | 2,625 | D | ||||||||
| Stock Options (Right to Buy) | $ 13.4708 | (6) | 11/18/2021 | Class A Common Stock | 5,000 | 5,000 | D | ||||||||
| Stock Options (Right to Buy) | $ 13.4708 | (7) | 11/18/2021 | Class A Common Stock | 2,500 | 2,500 | D | ||||||||
| Stock Options (Right to Buy) | $ 23.37 | (8) | 01/31/2017 | Class A Common Stock | 20,000 | 20,000 | D | ||||||||
| Stock Options (Right to Buy) | $ 29.37 | (9) | 01/31/2018 | Class A Common Stock | 30,000 | 30,000 | D | ||||||||
| Stock Options (Right to Buy) | $ 15.37 | (10) | 01/31/2019 | Class A Common Stock | 15,000 | 15,000 | D | ||||||||
| Stock Options (Right to Buy) | $ 16.62 | (11) | 01/31/2020 | Class A Common Stock | 20,000 | 20,000 | D | ||||||||
| Stock Options (Right to Buy) | $ 41.26 | (12) | 01/01/2021 | Class A Common Stock | 11,964 | 11,964 | D | ||||||||
| Stock Options (Right to Buy) | $ 14.14 | (13) | 01/01/2022 | Class A Common Stock | 11,964 | 11,964 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Jaeger Steven D C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX, WI 53089 |
VP and CIO | |||
| /s/ Jennifer J. Kent, Attorney-In-Fact for Steven D. Jaeger | 01/05/2016 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes 30,000 shares of restricted stock granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2019. |
| (2) | Became exercisable as to 7,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (3) | Became exercisable as to 6,825 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (4) | Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (5) | Became exercisable as to 262 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (6) | Became exercisable as to 2,250 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (7) | Became exercisable as to 1,125 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (8) | Became exercisable as to 10,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (9) | Became exercisable as to 12,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (10) | Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (11) | Became exercisable as to 4,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. |
| (12) | Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013. |
| (13) | Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014. |