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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right-to-buy) | $ 141.6 | 02/14/2017 | A | 23,326 | (3) | 02/13/2027 | Common Stock | 23,326 | (9) | 23,326 | D | ||||
Incentive Stock Option (right-to-buy) | $ 141.6 | 02/14/2017 | A | 706 | (3) | 02/13/2027 | Common Stock | 706 | (9) | 706 | D | ||||
Restricted Stock Unit | (4) | 02/14/2017 | A | 2,295 | (4) | (4) | Common Stock | 2,295 | (9) | 14,452 | D | ||||
Restricted Stock Unit | (5) | 02/14/2017 | M | 545 | (5) | (5) | Common Stock | 545 | (9) | 13,907 | D | ||||
Restricted Stock Unit | (6) | 02/14/2017 | M | 403 | (6) | (6) | Common Stock | 403 | (9) | 13,504 | D | ||||
Restricted Stock Unit | (7) | 02/14/2017 | M | 472 | (7) | (7) | Common Stock | 472 | (7) | 13,032 | D | ||||
Restricted Stock Unit | (8) | 02/14/2017 | M | 737 | (8) | (8) | Common Stock | 737 | (9) | 12,295 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAZELSKY JAY ONE IDEXX DRIVE WESTBROOK, ME 04092 |
Executive Vice President |
/s/ Lily J. Lu, Attorney-in-Fact for Jay Mazelsky | 02/16/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 52 shares acquired under the IDEXX Laboratories, Inc. Employee Stock Purchase Plan on December 31, 2016. |
(2) | Closing price of Issuer's common stock on the NASDAQ market on February 14, 2017. |
(3) | Grant of option to buy shares of Issuer common stock that becomes exercisable in five annual installments beginning February 14, 2017. |
(4) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. This RSU grant vests in five equal annual installments, beginning February 14, 2018. |
(5) | Each RSU represents a contingent right to receive one share of Issuer common stock. This RSU grant vests in five equal annual installments, beginning February 14, 2014. The number of RSUs have been adjusted to reflect the 2-for-1 stock split of Issuer common stock that occurred on June 15, 2015 (the "Stock Split"). |
(6) | Each RSU represents a contingent right to receive one share of Issuer common stock. This RSU grant vests in five equal annual installments, beginning February 14, 2015 and has been adjusted to reflect the Stock Split. |
(7) | Each RSU represents a contingent right to receive one share of Issuer common stock. This RSU grant vests in five equal annual installments, beginning February 14, 2016 and has been adjusted to reflect the Stock Split. |
(8) | Each RSU represents a contingent right to receive one share of Issuer common stock. This RSU grant vests in five equal annual installments, beginning February 14, 2017. |
(9) | Not applicable. |