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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
INFRASTRUX HOLDINGS, LLC C/O TENASKA CAPITAL MANAGEMENT, LLC 14302 FNB PARKWAY OMAHA, NE 68154 |
X | |||
TENASKA POWER FUND, LP C/O TENASKA CAPITAL MANAGEMENT, LLC 1044 N 115TH STREET, SUITE 400 OMAHA, NE 68154 |
X | |||
TENASKA PF G, LLC C/O TENASKA CAPITAL MANAGEMENT, LLC 1044 N 115TH STREET, SUITE 400 OMAHA, NE 68154 |
X | |||
TPF INFRASTRUX HOLDINGS, LLC C/O TENASKA CAPITAL MANAGEMENT, LLC 1044 N 115TH STREET, SUITE 400 OMAHA, NE 68154 |
X |
David Dickey, Vice President & General Counsel, Tenaska PF G, LLC, General Partner of Tenaska Power Fund, L.P., Manager of INFRASTRUX HOLDINGS, LLC | 07/14/2017 | |
**Signature of Reporting Person | Date | |
David Dickey, Vice President & General Counsel, Tenaska PF G, LLC, General Partner of Tenaska Power Fund, L.P., Manager of TPF INFRASTRUX HOLDINGS, LLC | 07/14/2017 | |
**Signature of Reporting Person | Date | |
David Dickey, Vice President & General Counsel, Tenaska PF G, LLC, General Partner of Tenaska Power Fund, L.P. | 07/14/2017 | |
**Signature of Reporting Person | Date | |
David Dickey, Vice President & General Counsel, Tenaska PF G, LLC | 07/14/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were disposed of, or acquired, as applicable, pursuant to a distribution-in-kind to the partners of Tenaska Power Fund, L.P. ("TPF"), with TPF retaining ownership of shares for which the distribution was declined. TPF is the sole owner of TPF InfrastruX Holdings, LLC ("TPF Holdings") and the manager of InfrastruX Holdings, LLC ("IF Holdings"). TPF Holdings is the majority owner of IF Holdings. Tenaska PF G, LLC is a general partner of TPF. IF Holdings is the owner of the shares reported as disposed of herein. All other reporting persons disclaim beneficial ownership of shares reported hereby, except to the extent of any pecuniary interest therein. |