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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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SCHEDULE TO/A
(RULE 14D-100)
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)
PURE RESOURCES, INC.
(Name of Subject Company)
UNOCAL CORPORATION
UNION OIL COMPANY OF CALIFORNIA
(Name of Filing Persons--Offerors)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)
74622E 10 2
(CUSIP Number of Class of Securities)
Barry A. L. Hoffman, Esq.
Deputy General Counsel
Unocal Corporation
2141 Rosecrans Avenue, Suite 4000
El Segundo, California 90245
(310) 726-7600
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications on Behalf of Filing Persons)
-Copies to-
Daniel A. Neff
Elliott V. Stein
Wachtell, Lipton, Rosen & Katz
51 West 52nd Street
New York, NY 10019
(212) 403-1000
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CALCULATION OF FILING FEE
Transaction Valuation* Amount of Filing Fee
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$553,431,082 $50,916
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* Estimated solely for the purpose of calculating the filing fee pursuant to
Rule 0-11 under the Securities Exchange Act of 1934, as amended, based on the
product of (i) 23.20 the average of the high and low sales prices of Pure
Resources, Inc.'s common stock and (ii) 23,854,788, the maximum number of
shares to be acquired pursuant to this offer.
[X]Check the box if any part of the fee is offset as provided by Rule
0-11(a)(2) and identify the filing with which the offsetting fee was
previously paid. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its filing.
Amount Previously Paid: $50,916.Filing Party: Unocal Corporation.
Form or Registration No.: Form S-4. Date Filed: September 4, 2002
[_]Check the box if the filing relates solely to preliminary communications
made before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which the
statement relates:
[X] third-party tender offer subject to Rule 14d-1.
[_] issuer tender offer subject to Rule 13e-4.
[_] going-private transaction subject to Rule 13e-3.
[X] amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the results
of the tender offer: [_]
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SCHEDULE 13D
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CUSIP NO. 74622E 10 2 Page 2 of 6
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Unocal Corporation
95-3825062
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
AF
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 7. SOLE VOTING POWER
-0-
SHARES
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BENEFICIALLY
8. SHARED VOTING POWER
OWNED BY 35,890,333 (1)
EACH ------------------------------------------------------------
9. SOLE DISPOSITIVE POWER
REPORTING 32,709,067
PERSON WITH ------------------------------------------------------------
10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,890,333 (*)
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
71.3%
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14. TYPE OF REPORTING PERSON REPORTING
C0
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(1) Includes 32,709,067 shares directly owned by Union Oil Company of
California, and 3,181,266 shares beneficially owned by Jack D. Hightower, with
respect to which the reporting persons may be deemed to share voting control by
virtue of the Voting Agreement (as described on the reporting persons joint
Statement on Schedule 13D, as amended, which is incorporated herein by
reference).
SCHEDULE 13D
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CUSIP NO. 74622E 10 2 Page 3 of 6
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Union Oil Company of California
95-1315450
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
OO
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 7. SOLE VOTING POWER
-0-
SHARES
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BENEFICIALLY
8. SHARED VOTING POWER
OWNED BY 35,890,333 (2)
EACH ------------------------------------------------------------
9. SOLE DISPOSITIVE POWER
REPORTING 32,709,067
PERSON WITH ------------------------------------------------------------
10. SHARED DISPOSITIVE POWER
-0-
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,890,333 (*)
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
71.3%
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14. TYPE OF REPORTING PERSON REPORTING
CO
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(2) Includes 32,709,067 shares directly owned by Union Oil Company of
California, and 3,181,266 shares beneficially owned by Jack D. Hightower, with
respect to which the reporting persons may be deemed to share voting control by
virtue of the Voting Agreement (as described on the reporting persons joint
Statement on Schedule 13D, as amended, which is incorporated herein by
reference).
This Amendment No. 3 to the Tender Offer Statement on Schedule TO
and combined Amendment No. 5 to the joint Statement on Schedule 13D (together
with the Initial Schedule TO (as defined below), as previously amended and as
amended hereby, the "Schedule TO") are filed by Unocal Corporation, a Delaware
corporation ("Unocal"), and its wholly owned subsidiary Union Oil Company of
California, a California corporation ("Union Oil", together with Unocal, the
"Reporting Persons"). The Schedule TO, amends and supplements (1) the Reporting
Persons' Tender Offer Statement on Schedule TO filed on September 4, 2002 (the
"Initial Schedule TO") and (2) the Reporting Persons' Statement on Schedule 13D,
as amended and relates to the offer by Unocal to exchange 0.6527 of a share of
Unocal common stock (including the associated preferred stock purchase rights)
for each outstanding share of Pure Resources, Inc. common stock, on the terms
and conditions contained in Unocal's prospectus, dated September 4, 2002, as
amended, and in the related letter of transmittal, copies of which are
incorporated by reference to Exhibit (a)(1), as amended, and Exhibit (a)(2) to
the Initial Schedule TO (which, together with any amendments or supplements
thereto, collectively constitute the "Offer").
ITEM 12. EXHIBITS.
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(a)(13) Press Release of Unocal dated October 1, 2002, announcing an
injunction relating to the Offer (incorporated by reference to Form
425 filed by Unocal on October 1, 2002).
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Union Oil Company of California
By /s/ Douglas M. Miller
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Name: Douglas M. Miller
Title: Vice President, Corporate
Development
Unocal Corporation
By /s/ Douglas M. Miller
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Name: Douglas M. Miller
Title: Vice President, Corporate
Development
Dated: October 1, 2002
EXHIBIT INDEX
(a)(13) Press Release of Unocal Corporation dated October 1, 2002,
announcing an injunction relating to the Offer (incorporated by
reference to Form 425 filed by Unocal on October 1, 2002).