1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options for Class A Common Stock
|
02/18/1998 |
02/18/2008 |
Common Stock
|
23,125
|
$
2.06
|
D
|
Â
|
Warrants to Purchase Class B Common Stock
|
06/23/1997 |
06/23/2007 |
Common Stock
|
312,500
|
$
2.06
|
D
|
Â
|
Warrants to Puchase Class A Common Stock
|
06/23/1997 |
06/23/2007 |
Common Stock
|
1,060,365
|
$
0.4
|
D
|
Â
|
Warrants to Purchase Class A Common Stock
|
06/23/1997 |
06/23/2007 |
Common Stock
|
416,668
|
$
0.4
|
I
|
By Self as General Partner for Hartnett Family Investments, L.P.
|
Class B Exchangable Convertible Participating Preferred Stoc
|
Â
(1)
|
Â
(1)
|
Common Stock
|
(1)
|
$
(1)
|
D
|
Â
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
250
|
$
(2)
|
D
|
Â
|
Options for Common Stock
|
08/10/2005(3)
|
08/10/2015 |
Common Stock
|
683,502
|
$
14.5
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
88,428 shares of common stock will be issued upon the conversion of the Class B Exchangeable Convertible Participating Preferred Stock simultaneous with the closing of the Issuer's initial public offering. |
(2) |
250 shares of common stock will be issued upon the reclassification of the Issuer's Class B Common Stock immediately prior to the consummation of the Issuer's initial public offering. |
(3) |
Options to purchase shares of common stock are subject to the following vesting schedule: 33% vest on 8/10/05, 33% vest on 8/10/06 and 33% vest on 8/10/07; provided that those options that vested on 8/10/05 and may be exercised currently are subject to a lock-up that expires 180 days after the Issuer's initial public offering. |