UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option | Â (1) | 03/19/2014 | Common Stock | 4,688 | $ 7.5 | D | Â |
Incentive Stock Option | Â (2) | 03/21/2016 | Common Stock | 7,781 | $ 12.23 | D | Â |
Non-Qualified Stock Option | Â (3) | 03/21/2016 | Common Stock | 469 | $ 12.23 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McLeod Scot M 10165 MCKELLAR COURT SAN DIEGO, CA 92121 |
 |  |  Sr. VP - Operations |  |
Robert J. Bujarski, Attorney-in-Fact for Scot M. McLeod | 07/12/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The original grant for these options was for 11,352 shares. The grant date was 03/19/2004, and the vesting schedule is over four (4) years as follows: 25% on the first anniversary of the grant date and quarterly thereafter. As of the date hereof, 6,664 options have been exercised. |
(2) | The original grant for these options was for 9,906 shares. The grant date was 03/21/2006, and the vesting schedule is over four (4) years as follows: 25% on the first anniversary of the grant date and quarterly thereafter. As of the date hereof, 2,125 options have been exercised. |
(3) | The original grant for these options was for 1,094 shares. The grant date was 03/21/2006, and the vesting schedule is over four (4) years as follows: 25% on the first anniversary of the grant date and quarterly thereafter. As of the date hereof, 625 options have been exercised. |