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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $ 33.81 | 08/29/2008 | D | 110,000 | (1) | 03/23/2009 | Common Stock | 110,000 | (2) | 0 | D | ||||
| Stock Option (Right to Buy) | $ 48.38 (3) | 08/29/2008 | A | 110,000 | (1) | 03/23/2009 | Common Stock | 110,000 | $ 0 | 110,000 | D | ||||
| Stock Option (Right to Buy) | $ 13.75 | 08/29/2008 | D | 7,000 | (1) | 01/03/2011 | Common Stock | 7,000 | (2) | 0 | D | ||||
| Stock Option (Right to Buy) | $ 22.06 (3) | 08/29/2008 | A | 7,000 | (1) | 01/03/2011 | Common Stock | 7,000 | $ 0 | 7,000 | D | ||||
| Stock Option (Right to Buy) | $ 19.45 | 08/29/2008 | D | 52,500 | (1) | 08/20/2010 | Common Stock | 52,500 | (2) | 0 (4) | D | ||||
| Stock Option (Right to Buy) | $ 23.89 (3) | 08/29/2008 | A | 52,500 | (1) | 08/20/2010 | Common Stock | 52,500 | $ 0 | 52,500 (4) | D | ||||
| Stock Option (Right to Buy) | $ 48.38 | 08/29/2008 | D | 58,502 | (1) | 03/23/2009 | Common Stock | 58,502 | (5) | 51,498 | D | ||||
| Stock Option (Right to Buy) | $ 26.9 | 08/29/2008 | D | 83,333 | (6) | 03/15/2013 | Common Stock | 83,333 | (5) | 0 | D | ||||
| Stock Option (Right to Buy) | $ 24.03 | 08/29/2008 | D | 10,000 | (1) | 03/13/2011 | Common Stock | 10,000 | (5) | 0 | D | ||||
| Stock Option (Right to Buy) | $ 23.89 | 08/29/2008 | D | 52,500 | (1) | 08/20/2010 | Common Stock | 52,500 | (5) | 0 (4) | D | ||||
| Stock Option (Right to Buy) | $ 22.06 | 08/29/2008 | D | 3,723 | (1) | 01/03/2011 | Common Stock | 3,723 | (5) | 3,277 | D | ||||
| Stock Option (Right to Buy) | $ 17.5 | 08/29/2008 | D | 48,134 | (1) | 04/25/2012 | Common Stock | 48,134 | (5) | 51,866 | D | ||||
| Stock Option (Right to Buy) | $ 48.38 | 08/29/2008 | D | 51,498 | (1) | 03/23/2009 | Common Stock | 51,498 | (7) | 0 | D | ||||
| Stock Option (Right to Buy) | $ 22.06 | 08/29/2008 | D | 3,277 | (1) | 01/03/2011 | Common Stock | 3,277 | (7) | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| ROSENZWEIG FRED C/O ELECTRONICS FOR IMAGING, INC. 303 VELOCITY WAY FOSTER CITY, CA 94404 |
X | President | ||
| /s/ Vedran I. Busija, Attorney-In-Fact | 09/03/2008 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Fully exercisable. |
| (2) | In connection with a review by a special committee of the board of directors of Electronics For Imaging, Inc. ("EFI") of historical stock option granting practices and the proposed settlement of the related shareholder derivative litigation, the reporting person agreed to amend the exercise price of the indicated options to equal the fair market value of EFI's common stock on the revised measurement date for such options. |
| (3) | In connection with a review by a special committee of the board of directors of EFI of historical stock option granting practices and the proposed settlement of the related shareholder derivative litigation, the exercise price of the indicated options was amended as set forth in this column 2. |
| (4) | In December 2007, the reporting person voluntarily, and without the receipt of any consideration from the Company, forfeited options to purchase 97,500 of the 150,000 shares of Common Stock then outstanding under this grant. |
| (5) | In connection with a review by a special committee of the board of directors of EFI of historical stock option granting practices and the proposed settlement of the related shareholder derivative litigation, the reporting person agreed to cancel the indicated options in partial payment of the after-tax excess of the fair market value of EFI's common stock on the revised measurement date for certain option grants which the reporting person previously had exercised, over the aggregate exercise price for such grants. |
| (6) | The option is exercisable with respect to 25% of the shares on March 15, 2007 and then monthly therafter (ratably), with full vesting in 42 months. |
| (7) | In connection with the proposed litigation settlement described above, the reporting person agreed to cancel the indicated options as additional consideration for the settlement. |