UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RULE ARTHUR RICHARDS 7770 EL CAMINO REAL CARLSBAD, CA 92009 |
 |  X |  |  |
RULE FAMILY TRUST UDT 12 17 98 7770 EL CAMINO REAL CARLSBAD, CA 92009 |
 |  X |  |  |
/s/ Gretchen Carter, attorney-in-fact for Arthur Richards Rule | 02/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Gretchen Carter, attorney-in-fact for Arthur Richards Rule, Arthur Richards Rule, Trustee, Rule Family Trust udt 12/17/98 | 02/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | [No change to Note (2) as included in original Form 3.] |
(2) | As of December 31, 2008, the general partner of Exploration Capital Partners 1998-B L.P. is Resource Capital Investment Corp., which is owned 100% by the Rule Family Trust udt 12/17/98. Arthur Richards Rule is co-Trustee of the Rule Family Trust udt 12/17/98. The sole purpose of filing this amendment is to report that, effective December 31, 2008, Resource Investment Management Corp. merged with Resource Capital Investment Corp., with the latter being the surviving entity in the merger. Resource Capital Investment Corp. has accordingly replaced Resource Investment Management Corp. as General Partner of Exploration Capital Partners 1998-B L.P. The aggregate ownership of shares of Common Stock of the Issuer beneficially owned by the Reporting Persons remains unchanged from that reported in the original Form 3. |