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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
stock options | $ 2.4 | 09/25/2006 | M | 6,666 | 09/25/2001 | 09/25/2006 | common stock | 6,666 | (2) | 13,334 | D | ||||
stock options | $ 2.4 | 09/25/2006 | M | 6,667 | 09/25/2002 | 06/25/2006 | common stock | 6,667 | (2) | 6,667 | D | ||||
stock options | $ 2.4 | 09/25/2006 | M | 6,667 | 09/25/2003 | 09/25/2006 | common stock | 6,667 | (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAXWELL ROBERT PATRICK 2444 BYRNES RD MINNETONKA, MN 55305 |
X |
Christie Reeves | 10/02/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 63,584 shares and 80,000 shares that Ms. Holman may acquire upon the exercise of options that are exercisable within 60 days of September 25, 2006. |
(2) | The price in column 8 is not applicable as this is not the sale of a derivative security but rather the exercise of a derivative security. See the exercise price in column 2. |
Remarks: Signature is on behalf of Mr. Maxwell |