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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
RESTRICTED STOCK UNITS | $ 0 (1) | 03/07/2008(1) | M | 34,058 | (2) | (2) | COMMON STOCK | 34,058 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRIDGE-COOK JEREMY K LUMINEX CORPORATION 12212 TECHNOLOGY BOULEVARD AUSTIN, TX 78727 |
VP, Luminex Molecular Diagn |
/S/ JEREMY K. BRIDGE-COOK | 11/13/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported Restricted Stock Units (RSU's) consist of RSU's from two separate grants made to Mr. Bridge-Cook: 25,000 RSU's on March 7, 2007 and 9,058 RSU's on March 13, 2008. At the time of such grants, Mr. Bridge-Cook reported the receipt of such RSU's as derivative securities in Table II of Form 4. Because these RSU's may only be settled in shares of Luminex Corporation Common Stock, and not in cash, Mr. Bridge-Cook now wishes to report the entire amount of these RSU's as shares of Common Stock on Table I to avoid having to file a new Form 4 on each vesting date of the RSU's. A transaction date of March 7, 2008 is shown, as 5,000 of the RSU's vested on March 7, 2008, and a Form 4 was not filed. |
(2) | With respect to the 25,000 RSU's granted on March 7, 2007, such RSU's vest in five equal installments beginning on March 7, 2008. With respect to the 9,058 RSU's granted on March 13, 2008, such RSU's vest in five equal installments beginning on March 13, 2009. |