1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
12/07/2013(2)
|
12/07/2019 |
Common Stock
|
100,000
|
$
18.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
03/08/2014(3)
|
03/08/2020 |
Common Stock
|
6,450
|
$
22.86
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
10/23/2012(4)
|
05/06/2021 |
Common Stock
|
3,834
|
$
3.54
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
10/11/2012(5)
|
06/11/2022 |
Common Stock
|
27,299
|
$
4.81
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Consists of restricted stock unit awards made pursuant to the iRobot Corporation 2005 Stock Option and Incentive Plan. 30,000 restricted stock units vest over a four-year period, at a rate of twenty-five percent (25%) on each anniversary of the grant date (December 7, 2012). 11,825 restricted stock units vest over a four-year period, at a rate of twenty-five percent (25%) on each anniversary of the grant date (March 8, 2013). Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in no event later than 30 days after each such vesting date. |
(2) |
This option vests over a four-year period at a rate of 25% on the date listed in the table, and in equal quarterly installments thereafter. |
(3) |
This option vests over a four-year period at a rate of 25% on the date listed in the table, and in equal quarterly installments thereafter. |
(4) |
This option vests at a rate of 147 shares on the date listed in the table, and in equal monthly installments over the remaining 25 months. |
(5) |
This option vests at a rate of 620 shares on the date listed in the table, and in equal monthly installments over the remaining 43 months. |