1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Rt to Buy)
|
Â
(3)
|
12/15/2018 |
Common Stock
|
10,000
|
$
2.51
|
D
|
Â
|
Stock Options (Rt to Buy)
|
Â
(3)
|
03/03/2020 |
Common Stock
|
23,000
|
$
5.9
|
D
|
Â
|
Stock Options (Rt to Buy)
|
Â
(3)
|
03/09/2021 |
Common Stock
|
16,312
|
$
8.4
|
D
|
Â
|
Stock Option (Rt to Buy)
|
Â
(4)
|
02/28/2022 |
Common Stock
|
7,500
|
$
5.83
|
D
|
Â
|
Stock Option (Rt to Buy)
|
Â
(5)
|
02/28/2019 |
Common Stock
|
8,865
|
$
7.09
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reflects a restricted stock unit. Each restricted stock unit represents a contingent right to receive one (1) share of Gran Tierra Energy Inc. common stock. The remaining unvested restricted stock units shall vest in two equal consecutive annual installments on March 1, 2015 and March 1, 2016, until fully vested. |
(2) |
Reflects a restricted stock unit. Each restricted stock unit represents a contingent right to receive one (1) share of Gran Tierra Energy Inc. common stock. The restricted stock units shall vest in three equal consecutive annual installments on March 1, 2015, March 1, 2016 and March 1, 2017, until fully vested. |
(3) |
Fully vested. |
(4) |
The remaining unvested option shares shall vest on February 28, 2015. |
(5) |
1/3rd of the option shares shall vest on February 28, 2015, an additional 1/3rd of the option shares shall vest on February 28, 2016 and the balance of the option shares shall vest on February 28, 2017. |