UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | 09/11/2018 | Class A Common Stock | 339 | $ 0 | D | Â |
Restricted Stock Units | Â (2) | 09/26/2019 | Class A Common Stock | 646 | $ 0 | D | Â |
Restricted Stock Units | Â (3) | 08/30/2020 | Class A Common Stock | 2,100 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lustgarten Andrew 2 PENNSYLVANIA PLAZA NEW YORK, NY 10121 |
 |  |  President |  |
/s/ Mark C. Cresitello, Attorney-in-Fact for Andrew Lustgarten | 12/18/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit ("RSU") was granted on October 14, 2015 under The Madison Square Garden Company 2015 Employee Stock Plan ("MSG 2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the original grant of 1,017 RSUs vested and were settled on each of September 9, 2016 and September 11, 2017. The remaining one-third of the RSUs will vest on September 11, 2018. |
(2) | Each RSU was granted on September 26, 2016 under MSG 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the original grant of 970 RSUs vested and were settled on September 26, 2017. The remaining two-thirds of the RSUs will vest in equal installments on each of September 26, 2018 and September 26, 2019. |
(3) | Each RSU was granted on August 30, 2017 under MSG 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs will vest in three equal installments on each of August 30, 2018, August 30, 2019 and August 30, 2020. |