Form 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, |
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(Print or Type Responses) |
1. Name and Address of Reporting |
2. Date of Event October 17, 2002 |
4. Issuer Name and Ticker or Trading Symbol
Harris & Harris Group, Inc. (TINY) |
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(Last) (First) (Middle) |
3. I.R.S. Identification Number of |
5. Relationship of Reporting Person(s) to Issuer |
6. If Amendment, Date of |
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Director |
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10% Owner |
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(Street) |
X |
Officer (give title |
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Other (specify |
7. Individual or Joint/Group Filing |
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Vice President |
X |
Form filed by One Reporting Person |
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(City) (State) (Zip) |
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Form filed by More than One Reporting Person |
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Table I ¾Non-Derivative Securities Beneficially Owned |
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1. Title of Security |
2. Amount of Securities Beneficially Owned |
3. Ownership Form: Direct (D) or Indirect (I) |
4. Nature of Indirect Beneficial Ownership |
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0 |
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FORM 3 (continued) |
Table II ¾Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1.Title of Derivative Security |
2.Date Exer- |
3. Title and Amount of Securities Underlying |
4. Conver- |
5. Owner- |
6. Nature of Indirect |
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Date |
Expira- |
Title |
Amount |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
Explanation of Responses: |
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/s/ Douglas W. Jamison |
12/23/02 |
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**Signature of Reporting Person |
Date |
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, |
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SeeInstruction 6 for procedure. |