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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | 10/11/2016 | A | 12,000 | (5) | (5) | Class B Common Stock | 12,000 | $ 0 | 12,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COORS PETER H 1801 CALIFORNIA STREET, SUITE 4600 DENVER, CO 80202 |
Chief Customer Relations Off | Vice Chairman of the Board |
Kathleen M. Kirchner, Power of Attorney | 10/13/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the following Class B common stock transfers made to the reporting person directly on August 10, 2016: (i) 19,058 shares from Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2015 Grantor Retained Annuity Trust XV and (ii) 7,778 shares from Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2015 Grantor Retained Annuity Trust XIV. |
(2) | Reflects the transfer of 130,886 shares of Class B common stock by the reporting person directly on September 15, 2016 to Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2016 Grantor Retained Annuity Trust XXII. |
(3) | Reflects the transfer of 11,460 shares of Class B common stock on September 15, 2016 by Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2013 Grantor Retained Annuity Trust XVI to Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2016 Grantor Retained Annuity Trust XXII. |
(4) | Reflects the transfer of 11,213 shares of Class B common stock on September 15, 2016 by Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2015 Grantor Retained Annuity Trust XXI to the Marilyn E. and Peter H. Coors, Co-Trustees of the Pete H. Coors 2016 Grantor Retained Annuity Trust XXII. |
(5) | The reporting person received a 12,000 cash settled restricted stock unit grant under Molson Coors Brewing Company's Incentive Compensation Plan, which shall vest in equal installments on each of December 31, 2017, December 31, 2018 and December 31, 2019. Vested restricted stock units will be settled in cash, net of tax, based on the value of the issuer's Class B common stock on the date of vesting. |