000-27163
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77-0435679
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(Commission File Number)
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(IRS Employer Identification No.)
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5314 N. River Run Drive, Suite 350, Provo, UT
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84604
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(Address of Principal Executive Offices)
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(Zip Code)
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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1.
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Election of Class III Directors
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Nominee
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For
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Withhold Authority
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Broker Non-Votes
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Michael A. Margolis
|
22,592,743
|
1,950,646
|
13,503,160
|
John F. Nemelka
|
22,844,364
|
1,699,025
|
13,503,160
|
2.
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Ratification of Independent Registered Public Accounting Firm
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For
|
Against
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Abstain
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36,045,848
|
1,589,783
|
410,918
|
SWK HOLDINGS CORPORATION
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By:
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/s/ Paul V. Burgon
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Paul V. Burgon
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Interim Chief Financial Officer
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