000-27163
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77-0435679
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(Commission File Number)
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(IRS Employer Identification No.)
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5314 N. River Run Drive, Suite 350, Provo, UT
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84604
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(Address of Principal Executive Offices)
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(Zip Code)
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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1.
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Election of the Class I Director
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Nominee
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For
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Withhold Authority
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Broker Non-Votes
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Michael D. Weinberg
|
19,658,073
|
1,569,799
|
14,678,827
|
2.
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Ratification of Independent Registered Public Accounting Firm
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For
|
Against
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Abstain
|
|
33,686,776
|
1,569,444
|
650,479
|
SWK HOLDINGS CORPORATION
|
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By:
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/s/ Paul V. Burgon
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Paul V. Burgon
|
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Interim Chief Financial Officer
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