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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option - Right to Buy | $ 66.43 | 11/02/2018 | M(1) | 25,020 | (4) | 03/10/2024 | Motorola Solutions, Inc. - Common Stock | 25,020 | $ 0 | 0 | D | ||||
Employee Stock Option - Right to Buy | $ 66.43 | 11/02/2018 | M(1) | 41,736 | (5) | 03/10/2024 | Motorola Solutions, Inc. - Common Stock | 41,736 | $ 0 | 0 | D | ||||
Performance Option | $ 66.57 | 11/02/2018 | M(1) | 57,405 | (6) | 03/09/2025 | Motorola Solutions, Inc. - Common Stock | 57,405 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BONANOTTE GINO A MOTOROLA SOLUTIONS, INC. 500 WEST MONROE CHICAGO, IL 60661 |
EVP and CFO |
Amber J. Livingston on behalf of Gino A. Bonanotte, Executive Vice President and Chief Financial Officer (Power of Attorney on File) | 11/06/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The exercise and sale of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2018. |
(2) | $127.5001 is the weighted average sales price. Prices for this transaction ranged from $127.50 to $127.59. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(3) | Includes shares acquired under the Motorola Solutions Employee Stock Purchase Plan and through the reinvestment of dividends. |
(4) | These options vested in three equal annual installments beginning on March 10, 2015. |
(5) | These options vested the later of (a) the date on which the average closing price of the company common stock for any fifteen consecutive trading days was 115% or greater than the average closing price of the company common stock for the fifteen trading days immediately preceding the date of grant on March 10, 2014 and (b) in three equal annual installments beginning on March 10, 2015. |
(6) | These performance based stock options vested on the third anniversary date of the grant or March 9, 2018 based on the satisfaction of certain financial performance objectives. |