SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 15, 2014
The Charles Schwab Corporation
(Exact name of registrant as specified in its charter)
Commission File Number: 1-9700
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Delaware |
94-3025021 |
211 Main Street, San Francisco, CA 94105
(Address of principal executive offices, including zip code)
(415) 667-7000
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 2.02 |
Results of Operations and Financial Condition |
On October 15, 2014, The Charles Schwab Corporation issued a press release announcing its financial results for the quarter ended September 30, 2014. A copy of the press release is furnished as Exhibit 99.1 to this report.
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Item 9.01 |
Financial Statements and Exhibits |
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(d) |
Exhibits |
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99.1 |
Press Release dated October 15, 2014 (“Schwab Reports Third Quarter Net Income Up 11% Year-Over-Year – Year-to-Date Earnings of $971 Million Highest in Company History – Net New Assets Total $34.7 Billion”) |
Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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THE CHARLES SCHWAB CORPORATION |
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Date: October 15, 2014 |
By: |
/s/ Joseph R. Martinetto |
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Joseph R. Martinetto |
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Executive Vice President and Chief Financial Officer |
Exhibit Index
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Exhibit No. |
Description |
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Ex 99.1 |
Press Release dated October 15, 2014 (“Schwab Reports Third Quarter Net Income Up 11% Year-Over-Year – Year-to-Date Earnings of $971 Million Highest in Company History – Net New Assets Total $34.7 Billion”) |