FORM 8-K 3RD QUARTER 2006 EARNINGS RELEASE

 


 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
__________________
 

 
FORM 8-K
 
_______________
 
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): November 14, 2006
 
Katy Industries, Inc.
(Exact name of registrant as specified in its charter)
 
Delaware
 
001-05558
 
75-1277589
 
(State of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)
 
2461 South Clark Street, Suite 630
Arlington, Virginia 22202
(Address of principal executive offices) (Zip Code)
 
(703) 236-4300
(Registrant’s telephone number, including area code)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 

 
[ ] Written communications pursuant to Rule 425 under the Securities Act
 

 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
 

 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
 

 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
 
 




Item 2.02    Results of Operations and Financial Condition. 
 
On November 13, 2006 Katy Industries, Inc. issued a press release regarding its results of operations for the third quarter of 2006. The release and accompanying schedules are being furnished as Exhibit 99.1 to this Current Report on Form 8-K.
 
In accordance with General Instruction B.2. of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
 
Item 9.01    Financial Statements and Exhibits.
 
(d)   Exhibits.
 
Exhibit 99.1    Press release issued by Katy Industries, Inc. on November 13, 2006.
 

 

 

 




SIGNATURES
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
KATY INDUSTRIES, INC.
(Registrant)

By: /s/ Amir Rosenthal
Amir Rosenthal
Vice President, Chief Financial Officer,
General Counsel and Secretary

Date: November 14, 2006



Exhibits

Exhibit No.     Description

99.1         Press release issued by Katy Industries, Inc. on November 13, 2006.