FORM 4 (Print or Type Responses) |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
OMB APPROVAL |
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1. Name and Address of Reporting Person* |
2. Issuer Name and Tickler or Trading Symbol |
6. Relationship of Reporting Person(s) to Issuer |
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(Last) (First) (Middle) |
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) |
4. Statement for Month/Year |
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(Street) |
5. If Amendment, Date of Original (Month/Year) |
7. Individual or Joint/Group Filing (Check Applicable Line) |
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(City) (State) (Zip) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |
2. Transaction Date |
3. Transaction Code |
4. Securities Acquired (A) |
5. Amount of Securities Beneficially Owned at End of Month |
6 Ownership Form: Direct (D) or Indirect (I) |
7. Nature of Indirect Beneficial Ownership |
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Code |
V |
Amount |
(A) or (D) |
Price |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative Security |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date |
4. Transaction Code |
5. Number of Derivative Securities |
6. Date Exerciseable and Expiration Date |
7. Title and Amount of Underlying Securities |
8. Price of Derivative Security |
9. Number of Derivative Securities Beneficially Owned at End of Month |
10. Ownership Form of Derivative Securities Beneficially Owned at End of Month |
11. Nature of Indirect Beneficial Ownership |
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
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Options-Right to Buy |
$11.37500 |
07/26/00 |
A |
V |
15,000 |
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(1) |
07/26/10 |
Common Stock |
15,000 |
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15,000 |
D |
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Warrants-Right to Buy |
$13.72914 |
07/26/00 |
A (2) |
V |
21,230 |
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4/28/95 |
4/28/02 |
Common Stock |
21,230 |
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21,230 |
D |
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Options-Right to Buy |
$16.18750 |
10/19/00 |
A |
V |
2,000 |
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10/19/01 |
10/19/05 |
Common Stock |
2,000 |
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2,000 |
D |
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Explanation of Responses: |
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(1) |
Options are exercisable as follows: 33% on first anniversary; 66% on second anniversary; and 100% on third anniversary. |
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(2) |
The expiration date of these warrants was originally 4/28/01. On July 26,2000, the Company's Board of Directors approved a one-year extension of the expiration date to 4/28/02 in accordance with Rule 16 b-3. |
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/s/ Walter M. Craig, Jr. |
01/10/01 Date |
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Reminder: |
Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
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** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations |
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Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure |