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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_____________________
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
CVD Equipment Corp
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
126601103
(CUSIP Number)
Leonard A. Rosenbaum
1860 Smithtown Avenue
Ronkonkoma, NY 11779
631-981-7081
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
September 20, 2005
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject of
this Schedule 13D, and is filing this schedule because of
Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ]
Note: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all
exhibits. See Rule 13d-7 for other parties to whom copies are to
be sent.
(Continued on the following pages)
Page 1 of 5 Pages
________________
1 The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 126601103 13D Page 2 of 5 Pages
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Leonard A. Rosenbaum
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2. CHECK THE APPROPRIATE BOX IF A GROUP* (a) [ ]
(b) [x]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
SC
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) [ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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| 7. SOLE VOTING POWER 1,315,450
|
NUMBER OF | ---------------------------------------------
SHARES | 8. SHARED VOTING POWER 0
BENEFICIALLY |
OWNED BY | ---------------------------------------------
EACH | 9. SOLE DISPOSITIVE POWER 1,315,450
REPORTING |
PERSON WITH | ---------------------------------------------
| 10. SHARED DISPOSTIVE POWER 0
|
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,315,450
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 42.2%
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14. TYPE OF REPORTING PERSON*
IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
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Page 3 of 5 Page
Item 1. Security and Issuer.
Title of Class of Equity Securities: Common Stock,
par value $0.01 per
share
Name of Issuer: CVD Equipment Corp, a
New York corporation
(the "Company")
Address of Issuer's Principal Executive Offices:
1860 Smithtown Ave
Ronkonkoma, NY
11779-7321
Item 2. Identity and Background.
(a) Name: Leonard A. Rosenbaum
(b) Address: 1860 Smithtown Avenue
Ronkonkoma, NY 11779-7321
(c) Present principal occupation and name and address
of such principal occupation
Chief Executive Officer and Chairman of the Board
of Directors of the Company
(d) Criminal Convictions within the past five years:
Mr. Rosenbaum has not been the subject of any
criminal proceeding in the previous five years
from the date of the statement.
(e) Party to a Civil Proceeding in the past five
years:
During the past five years, Mr. Rosenbaum has not
been a party to any civil proceeding of a judicial
or administrative body with said proceeding
resulting in judgment, decree or final order
enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state
securities laws or finding any violation with
respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
These shares were acquired over time by Mr. Rosenbaum
in connection with the organization of the Company and
his position as Chief Executive Officer.
Item 4. Purpose of Transaction.
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At present, Mr. Rosenbaum does not have any plans or
proposals which relate to or would result in any of the
events described in Items (a) through (j) of Item 4 of
Schedule 13D.
Item 5. Interest in Securities of the Issuer.
(a) Aggregate Number of Shares Beneficially Owned: 1,315,450
Percentage of Securities Beneficially Owned: 42.2%
(b) Mr. Rosenbaum has sole voting power and sole
dispositive power over all 1,315,450 of these
shares.
(c) Not Applicable.
(d) Not Applicable.
(e) Not Applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with
respect to Securities of the Issuer.
On August 1, 2000, the Company granted to Mr. Rosenbaum
an option to purchase up to 10,000 shares of its common
stock at an exercise price of $2.00 per share. These
options vested in four equal annual installments
beginning on August 1, 2001. All of these options are
presently exercisable, and they will expire on August
1, 2007.
On September 23, 2003, the Company granted to Mr.
Rosenbaum an option to purchase up to 15,000 shares of
its common stock at an exercise price of $1.40 per
share. These options vest in three equal annual
installments beginning on September 23, 2004. Mr.
Rosenbaum may presently exercise 5,000 of these
options. These options will expire on September 23,
2010.
On September 13, 2005, the Company granted to Mr.
Rosenbaum an option to purchase up to 21,000 shares of
its common stock at an exercise price of $4.10 per
share. Options vest as to 7,000 shares on December 13,
2005 and 1,750 shares on each of January 13, 2007,
April 13, 2007, July 13, 2007, October 13, 2007,
January 13, 2008, April 13, 2008, July 13, 2008 and
October 13, 2008. These options will expire on
September 13, 2012.
Item 7. Material to be Filed as Exhibits
None
Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: September 20, 2005
/s/Leonard A. Rosenbaum
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Leonard A. Rosenbaum
________________________
(continued...)
1 Mr. Rosenbaum owns 1,300,450 of these shares directly and 15,000
through presently exercisable options.