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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
NQ Stock Option (Right to Buy) | $ 28.27 | 07/29/2015 | M(1) | 4,250 | 02/14/2009(3) | 02/14/2018 | Common Stock | 4,250 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FUERSCHBACH RAYMOND G C/O INDEPENDENT BANK CORP. 288 UNION STREET ROCKLAND, MA 02370 |
Senior Vice President |
/s/ Sarah E.Hutchings, Power of Attorney for Raymond G. Fuerschbach | 07/31/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The exercise of this stock option was at the direction of the reporting person's former spouse pursuant to a divorce settlement decree and therefore did not result in an acquisition of beneficial ownership by the reporting person. |
(2) | Amount reflects the transfer to the reporting officer's former spouse of the 4,250 shares (less shares withheld to satisfy tax obligations) underlying the stock option exercised on 7/29/15 as referenced in footnote (1). |
(3) | Granted under the Independent Bank Corp 2005 Employee Stock Option Plan 1700 shares became exercisable on 2/14/09 and 1700 shares became exercisable annually from 2/14/10 to 2/14/13. |