1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Stock
|
Â
(2)
|
03/28/2013 |
Common Stock
|
6,750
|
$
14.285
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(3)
|
03/26/2014 |
Common Stock
|
14,200
|
$
25.005
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(4)
|
03/25/2015 |
Common Stock
|
6,000
|
$
30.535
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(5)
|
03/24/2016 |
Common Stock
|
6,000
|
$
36.26
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(6)
|
03/23/2017 |
Common Stock
|
25,000
|
$
46.15
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(7)
|
03/21/2018 |
Common Stock
|
25,000
|
$
24.85
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(8)
|
03/20/2019 |
Common Stock
|
5,500
|
$
8.76
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(9)
|
03/19/2020 |
Common Stock
|
7,500
|
$
20.89
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(10)
|
03/25/2021 |
Common Stock
|
7,500
|
$
23.43
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 27, 2012 by $37.37, the stock price of such date. |
(2) |
Options became/become exercisable as follows: 2,250 on March 28, 2005; 2,250 on March 28, 2006; and 2,250 on March 28, 2007. |
(3) |
Options became/become exercisable as follows: 3,550 on March 26, 2005; 3,550 on March 26, 2006; 3,550 on March 26, 2007 and 3,550 on March 26, 2008. |
(4) |
Options became/become exercisable as follows: 1,500 on March 25, 2006; 1,500 on March 25, 2007; 1,500 on March 25, 2008 and 1,500 on March 25, 2009. |
(5) |
Options became/become exercisable as follows: 1,500 on March 24, 2007; 1,500 on March 24, 2008; 1,500 on March 24, 2009 and 1,500 on March 24, 2010. |
(6) |
Options became/become exercisable as follows: 6,250 on March 23, 2008; 6,250 on March 23, 2009; 6,250 on March 23, 2010 and 6,250 on March 23, 2011. |
(7) |
Options became/become exercisable as follows: 6,250 on March 21, 2009; 6,250 on March 21, 2010; 6,250 on March 21, 2011 and 6,250 on March 21, 2012. |
(8) |
Options became/become exercisable as follows: 1,375 on March 20, 2010; 1,375 on March 20, 2011; 1,375 on March 20, 2012 and 1,375 on March 20, 2013. |
(9) |
Options became/become exercisable as follows: 1,875 on March 19, 2011; 1,875 on March 19, 2012; 1,875 on March 19, 2013 and 1,875 on March 19, 2014. |
(10) |
Options became/become exercisable as follows: 1,875 on March 25, 2012; 1,875 on March 25, 2013; 1,875 on March 25, 2014 and 1,875 on March 25, 2015. |