UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 10-Q/A
[x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 2003
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Commission File Number: 0-18805
ELECTRONICS FOR IMAGING, INC.
| Delaware (State or other jurisdiction of incorporation or organization) |
94-3086355 (I.R.S. Employer Identification No.) |
303 Velocity Way, Foster City, CA 94404
(Address of principal executive offices, including zip code)
(650) 357-3500
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act). Yes [X] No [ ]
The number of shares of Common Stock outstanding as of November 4, 2003 was 53,973,462.
An Exhibit Index can be found on Page 3.
| PART II OTHER INFORMATION | ||||||||
| ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K | ||||||||
| SIGNATURES | ||||||||
| EXHIBIT INDEX | ||||||||
| EXHIBIT 2.1 | ||||||||
| EXHIBIT 31.1 | ||||||||
| EXHIBIT 31.2 | ||||||||
| EXHIBIT 32.1 | ||||||||
| EXHIBIT 32.2 | ||||||||
ELECTRONICS FOR IMAGING, INC.
INDEX
| Page No. | ||||
PART II – Other Information |
||||
Item 6. Exhibits and Reports on Form 8-K |
3 | |||
Signatures |
3 | |||
2
| PART II | OTHER INFORMATION |
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
| (a) | Exhibits* |
| 2.1 | Agreement and Plan of Merger, dated as of September 2, 2003, by and among the Company, T/R Systems, Inc. and Tribeca Acquisition Corporation | |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a). | |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a). | |
| 32.1 | Chief Executive Officer Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley act of 2002. | |
| 32.2 | Chief Financial Officer Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley act of 2002. |
| * | Exhibits to the Company’s Annual Report on Form 10-K/A for the year ended December 31, 2002 and the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2003 are incorporated herein by reference. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ELECTRONICS FOR IMAGING, INC. | ||||
| Date: November 20, 2003 | /s/ Guy Gecht | |||
| Guy Gecht Chief Executive Officer (Principal Executive Officer) |
||||
| /s/ Joseph Cutts | ||||
| Joseph Cutts Chief Financial Officer (Principal Financial and Accounting Officer) |
||||
3
EXHIBIT INDEX*
| No. | Description | |
| 2.1 | Agreement and Plan of Merger, dated as of September 2, 2003, by and among the Company, T/R Systems, Inc. and Tribeca Acquisition Corporation | |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a). | |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a). | |
| 32.1 | Chief Executive Officer Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley act of 2002. | |
| 32.2 | Chief Financial Officer Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley act of 2002. |
| * | Exhibits to the Company’s Annual Report on Form 10-K/A for the year ended December 31, 2002 and the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2003 are incorporated herein by reference. |