UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 8)
Computer Associates International, Inc.
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(Name of Issuer)
Common Stock, par value $.10 per share
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(Title of Class of Securities)
204912109
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(CUSIP Number)
Mr. Roger Rotach
Careal Holding AG
Utoquai 49,
8022 Zurich, Switzerland
411-269-53-53
Copy to:
Richard A. Miller, Esq.
Simpson Thacher & Bartlett
425 Lexington Avenue, New York, New York 10017
212-455-2000
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 7, 2001
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(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7 for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 204912109 Page 2 of 6 Pages
Careal Holding AG
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
WC
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
115,313,380
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
115,313,380
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
115,313,380
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.2%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 204912109 Page 3 of 6 Pages
Walter H. Haefner
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
WC of Careal Holding AG
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
115,313,380
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
115,313,380
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
115,313,380
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.2%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 204912109 Page 4 of 6 Pages
This Amendment No. 8 to the Statement on Schedule 13D, filed
on August 24, 1987, by Careal Holding AG, a Swiss corporation ("Careal"), and
Mr. Walter H. Haefner, a national and resident of Switzerland, as amended on
July 21, 1988, February 22, 1989, June 14, 1989, August 3, 1989, December 1,
1989, September 16, 1998 and November 14, 2001 (the "Statement"), further
amends and supplements such Statement with respect to the Common Stock, par
value $.10 per share ("Common Stock"), of Computer Associates International,
Inc., a Delaware corporation ("Computer Associates"), by amending and
restating Item 5 of the Statement in its entirety. All items not described
herein remain as previously reported in the Statement.
Item 5. Interest in Securities of the Issuer.
As of December 7, 2001, Careal is the owner of record of
115,313,380 shares of Common Stock representing approximately 20.02% of the
Common Stock outstanding, based upon information as to the number of such
shares outstanding at November 5, 2001 provided in Computer Associates'
quarterly report on Form 10-Q for the quarter ended September 30, 2001. Mr.
Haefner is the beneficial owner of such 115,313,380 shares of Common Stock and
has sole voting and dispositive power with respect thereto.
Other than the 115,313,380 shares of Common Stock owned of
record by Careal and beneficially owned by Mr. Haefner, to the best knowledge
of Careal, none of its other directors or executive officers are the
beneficial owners of, nor do any of them have a right to acquire, directly or
indirectly, shares of Common Stock.
Except as set forth in Schedule 1 hereto, neither Careal nor
Mr. Haefner has effected any transactions in shares of Common Stock since the
filing of Amendment No. 7 on November 14, 2001.
CUSIP No. 204912109 Page 5 of 6 Pages
Signatures
After reasonable inquiry and to the best of our knowledge
and belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
CAREAL HOLDING AG
By: /s/ Walter H. Haefner
---------------------------
Name: Walter H. Haefner
Title: Chairman and President
WALTER H. HAEFNER
/s/ Walter H. Haefner
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Dated: December 21, 2001
CUSIP No. 204912109 Page 6 of 6 Pages
Schedule 1
Sales effected since the filing of Amendment No. 7 on November 14,
2001, of Common Stock owned of record by Careal and beneficially owned by Mr.
Haefner:
Number of Price Per Nature of
Date Shares Share Transaction
---- ------ ----- -----------
11/22/01 200,000 $30.6047 Open market sale
11/28/01 300,000 $31.6238 Open market sale
11/29/01 300,000 $33.2454 Open market sale
11/30/01 588,500 $33.8400 Open market sale
12/3/01 831,020 $32.5484 Open market sale
12/4/01 1,250,000 $32.8018 Open market sale
12/5/01 1,250,000 $34.4291 Open market sale
12/6/01 600,000 $34.7838 Open market sale
12/7/01 600,000 $34.0967 Open market sale