Insignia Systems, Inc. Form 10-Q/A for period ended June 30, 2007

 
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549



FORM 10-Q/A



x  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

for the quarterly period ended June 30, 2007

or

o  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

for the transition period from ___________________ to _________________

 

Commission File Number: 1-13471




INSIGNIA SYSTEMS, INC.

(Exact name of registrant as specified in its charter)

 

Minnesota

41-1656308

(State or other jurisdiction of incorporation or organization)

(IRS Employer Identification No.)

 

6470 Sycamore Court North

Maple Grove, MN 55369

(Address of principal executive offices)

 

(763) 392-6200

(Registrant’s telephone number, including area code)

 

Not applicable.

(Former name, former address and former fiscal year if changed since last report)

 



Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such report(s), and (2) has been subject to such filing requirements for the past 90 days.

Yes x  

No o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer  o    Accelerated filer  o    Non-accelerated filer  x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

Yes o  

No x

 

Number of shares outstanding of Common Stock, $.01 par value, as of July 31, 2007, was 15,425,837.

 

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EXPLANATORY NOTE

 

The registrant is filing this amendment to its Form 10-Q for the quarter ended June 30, 2007, to modify the references to its request for confidential treatment for portions of Exhibit 10.1, in accordance with the requirements of Commission Staff Legal Bulletin 1 (Feb. 28, 1997).

 

 

PART II.  OTHER INFORMATION

 

Item 6.

Exhibits

 

The following exhibits are included herewith:

 

 

10.1

Amendment #2 to Exclusive Reseller Agreement (Material on two pages has been omitted pursuant to a request for confidential treatment. A complete copy of the agreement, including the omitted material, has been filed separately with the Commission.)

 

10.2

Warrant To Valassis Communications, Inc. to Purchase Shares of Common Stock of Insignia Systems, Inc. (Filed with original Form 10-Q.)

 

31.1

Certification of Principal Executive Officer

 

31.2

Certification of Principal Financial Officer

 

32

Section 1350 Certification








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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated:  January 3, 2008

 

Insignia Systems, Inc.

 

 

(Registrant)

 

 

 

 

 

/s/ Scott F. Drill

 

 

Scott F. Drill
President and Chief Executive Officer
(principal executive officer)

 

 

 

 

 

/s/ Justin W. Shireman

 

 

Justin W. Shireman
Vice President, Finance and
Chief Financial Officer
(principal financial officer)

 

 







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EXHIBIT INDEX

 

10.1

Amendment #2 to Exclusive Reseller Agreement (Material on two pages has been omitted pursuant to a request for confidential treatment. A complete copy of the agreement, including the omitted material, has been filed separately with the Commission.)

 

10.2

Warrant To Valassis Communications, Inc. to Purchase Shares of Common Stock of Insignia Systems, Inc. (Filed with original Form 10-Q.)

 

31.1

Certification of Principal Executive Officer

 

31.2

Certification of Principal Financial Officer

 

32

Section 1350 Certification







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