UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
LEXAR MEDIA, INC.
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(Name of Issuer)
COMMON STOCK, PAR VALUE $0.0001 PER SHARE
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(Title of Class of Securities)
52886P 10 4
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(CUSIP Number)
NOVEMBER 5, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G
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CUSIP NO. 52886P 10 4 PAGE 2 OF 11 PAGES
---------------------- ----------------------------- -------------------------
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1 NAME OF REPORTING PERSON
/I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GE CAPITAL EQUITY INVESTMENTS, INC.
06-1268495
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE, U.S.A.
------------------------ -------- -----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- -----------------------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
-------- -----------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON
-------- -----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
0
---------- ----------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,688
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12 TYPE OF REPORTING PERSON*
CO
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2
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CUSIP NO. 52886P 10 4 PAGE 3 OF 11 PAGES
---------------------- ----------------------------- -------------------------
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1 NAME OF REPORTING PERSON
/I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GENERAL ELECTRIC CAPITAL CORPORATION
13-1500700
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE, U.S.A.
------------------------ -------- -----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- -----------------------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
-------- -----------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON
-------- -----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
0
---------- ----------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,688
---------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
---------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
---------- ----------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
---------- ----------------------------------------------------------------------------------------------------
3
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CUSIP NO. 52886P 10 4 PAGE 4 OF 11 PAGES
---------------------- ----------------------------- -------------------------
---------- ----------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
/I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GENERAL ELECTRIC CAPITAL SERVICES, INC.
06-1109503
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
---------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE, U.S.A.
------------------------ -------- -----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- -----------------------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
-------- -----------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON
-------- -----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
0
---------- ----------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED.
---------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
---------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
DISCLAIMED. SEE 9 ABOVE.
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12 TYPE OF REPORTING PERSON*
CO
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4
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CUSIP NO. 52886P 10 4 PAGE 5 OF 11 PAGES
---------------------- ----------------------------- -------------------------
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1 NAME OF REPORTING PERSON
/I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GENERAL ELECTRIC COMPANY
14-0689340
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK, U.S.A.
------------------------ -------- -----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- -----------------------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
-------- -----------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON
-------- -----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
0
---------- ----------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED.
---------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
---------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
DISCLAIMED. SEE 9 ABOVE.
---------- ----------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
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5
Item 1.
(a) NAME OF ISSUER: Lexar Media, Inc.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
47421 Bayside Parkway
Fremont, California 94538
Item 2.
1. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS
OFFICE; AND CITIZENSHIP:
GE Capital Equity Investments, Inc.
120 Long Ridge Road
Stamford, Connecticut 06927
Citizenship: Delaware
(d) TITLE OF CLASS OF SECURITIES: Warrants for Common Stock,
par value $0.0001 per share
(e) CUSIP NUMBER: 52886P 10 4
2. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS
OFFICE; AND CITIZENSHIP:
General Electric Capital Corporation
260 Long Ridge Road
Stamford, Connecticut 06927
Citizenship: Delaware
(d) TITLE OF CLASS OF SECURITIES: Warrants for Common Stock,
par value $0.0001 per share
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(e) CUSIP NUMBER: 52886P 10 4
3. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS
OFFICE; AND CITIZENSHIP:
General Electric Capital Services, Inc.
260 Long Ridge Road
Stamford, Connecticut 06927
Citizenship: Delaware
(d) TITLE OF CLASS OF SECURITIES: Warrants for Common Stock,
par value $0.0001 per share
(e) CUSIP NUMBER: 52886P 10 4
4. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS
OFFICE; AND CITIZENSHIP:
General Electric Company
3135 Easton Turnpike
Fairfield, Connecticut 06431
Citizenship: New York
(d) TITLE OF CLASS OF SECURITIES: Warrants for Common Stock,
par value $0.0001 per share
(e) CUSIP NUMBER: 52886P 10 4
Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR
13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or Dealer registered under Section 15 of the Act
(15 U.S.C. 78o);
(b) [ ] Bank as defined in Section 3(a)(6) of the Act
(15 U.S.C.78c);
(c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act
(15 U.S.C. 78c);
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(d) [ ] Investment Company registered under Section 8 of the
Investment Company Act (15 U.S.C. 80a-8);
(e) [ ] An investment advisor in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person, in accordance
with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)
If this statement is filed pursuant to ss. 240.13d-1(c), check this box. |_|
Item 4. OWNERSHIP:
1. GE Capital Equity Investments, Inc.
(a) AMOUNT BENEFICIALLY OWNED: 34,688
(b) PERCENT OF CLASS: 0%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote:
0
(ii) shared power to vote or to direct the vote:
0
(iii) sole power to dispose or to direct the
disposition of:
0
(iv) shared power to dispose or to direct the
disposition of:
0
8
2. General Electric Capital Corporation
(a) AMOUNT BENEFICIALLY OWNED: 34,688
(b) PERCENT OF CLASS: 0%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote:
0
(ii) shared power to vote or to direct the vote:
0
(iii) sole power to dispose or to direct the
disposition of:
0
(iv) shared power to dispose or to direct the
disposition of:
0
3. General Electric Capital Services, Inc.
(a) AMOUNT BENEFICIALLY OWNED: Beneficial ownership of all
shares is disclaimed.
(b) PERCENT OF CLASS: Disclaimed. See (a) above.
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote:
0
(ii) shared power to vote or to direct the vote:
0
(iii) sole power to dispose or to direct the
disposition of:
0
(iv) shared power to dispose or to direct the
disposition of:
0
9
4. General Electric Company
(a) AMOUNT BENEFICIALLY OWNED: Beneficial ownership of all
shares is disclaimed.
(b) PERCENT OF CLASS: Disclaimed. See (a) above.
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote:
0
(ii) shared power to vote or to direct the vote:
0
(iii) sole power to dispose or to direct the
disposition of:
0
(iv) shared power to dispose or to direct the
disposition of:
0
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
The reporting persons have ceased to be the beneficial
owner of more than five percent of the class of
securities pursuant to a series of sales of the securities culminating on or
about November 5, 2001.
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON:
Not applicable.
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY:
Not applicable.
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable.
Item 9. NOTICES OF DISSOLUTION OF GROUP:
Not applicable.
Item 10. CERTIFICATION:
Not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 4, 2002
GE CAPITAL EQUITY INVESTMENTS, INC.
By: /s/ Barbara J. Gould
----------------------------------------------
Name: Barbara J. Gould
Title: Managing Director and Associate
General Counsel
GENERAL ELECTRIC CAPITAL CORPORATION
By: /s/ Barbara J. Gould
--------------------------------------------
Name: Barbara J. Gould
Title: Department Operations Manager
GENERAL ELECTRIC CAPITAL SERVICES, INC.
By: /s/ Barbara J. Gould
---------------------------------------------
Name: Barbara J. Gould
Title: Attorney-in-fact
GENERAL ELECTRIC COMPANY
By: /s/ Barbara J. Gould
----------------------------------------------
Name: Barbara J. Gould
Title: Attorney-in-fact
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