UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1) | 04/17/2017 | Common Stock | 35,585 | $ 8.83 | D | Â |
Stock Option (right to buy) | Â (2) | 04/17/2017 | Common Stock | 1,294 | $ 8.83 | D | Â |
Stock Option (right to buy) | Â (3) | 06/11/2017 | Common Stock | 16,175 | $ 7.9 | D | Â |
Stock Option (right to buy) | Â (4) | 10/08/2017 | Common Stock | 12,940 | $ 7.9 | D | Â |
Stock Option (right to buy) | Â (5) | 12/11/2017 | Common Stock | 32,350 | $ 12.15 | D | Â |
Warrant | 02/25/2009 | 02/24/2014 | Common Stock | 940 | $ 8.83 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Koehn Paul A 651 CAMPUS DRIVE ST. PAUL, MN 55112 |
 |  |  VP of Manufacturing |  |
/s/ John R. Remakel as Attorney-in-Fact for Paul Koehn pursuant to Power of Attorney filed herewith. | 02/25/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercisable: 11,861 on 4/18/08 and 11,862 on 4/18/09 and 4/18/10. |
(2) | Exercisable: 432 on 4/18/08 and 431 on 4/18/09 and 4/18/10. |
(3) | Exercisable: 5,391 on 6/12/08 and 5,392 on 6/12/09 and 6/12/10. |
(4) | Exercisable: 4,314 on 10/9/08 and 4,313 on 10/9/09 and 10/9/10. |
(5) | Exercisable: 16,175 on 2/25/10 and 2/25/11. |