UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): May 6, 2010
GLG Partners, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-33217
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20-5009693 |
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer |
of incorporation)
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File Number)
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Identification No.) |
399 Park Avenue, 38th Floor
New York, New York 10022
(Address of principal executive offices)
Registrants telephone number, including area code: (212) 224-7200
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Item 2.02. Results of Operations and Financial Condition.
On May 6, 2010, GLG Partners, Inc. (the Company) released its earnings for the first fiscal
quarter of 2010 and is furnishing a copy of the earnings release to the Securities and Exchange
Commission as Exhibit 99.1 to this Current Report on Form 8-K. In addition, the Company will
discuss its financial results during a webcast and teleconference call on May 6, 2010 at 8:30 a.m.
(ET). The webcast and teleconference call may be accessed through the Companys website at
www.glgpartners.com.
Attached as Exhibit 99.2 to this Current Report on Form 8-K and incorporated herein by
reference is the investor presentation to be used by the Company in conjunction with the Companys
webcast and teleconference call. The information contained in Exhibits 99.1 and 99.2 shall not be
deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such
filing.
The Company presents certain financial measures, such as non-GAAP adjusted net income,
non-GAAP compensation, benefits and profit share (CBP), and non-GAAP weighted average fully diluted
shares, that are not prepared in accordance with U.S. generally accepted accounting principles, or
GAAP, in addition to financial results prepared in accordance with GAAP. See the discussion in the
earnings release under Non-GAAP Financial Measures. The Companys management uses these non-GAAP
financial measures in its evaluation of the Companys core results of operations and trends between
fiscal periods and believes these measures are an important component of its internal performance
measurement process. The Companys management also prepares forecasts for future periods on a
basis consistent with these non-GAAP financial measures. The non-GAAP financial measures the
Company presents may be different from non-GAAP financial measures used by other companies.
Non-GAAP adjusted net income has certain limitations in that it may overcompensate for certain
costs and expenditures related to the Companys business.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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99.1 |
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Press Release of the Company dated May 6, 2010. |
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99.2 |
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Investor Presentation dated May 6, 2010. |
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