UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
ALLIED CAPITAL CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
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| Maryland
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52-1081052 |
| (State of Incorporation or Organization)
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(I.R.S. Employer Identification no.) |
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| 1919 Pennsylvania Avenue, N.W.
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20006 |
| Washington, D.C. |
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| (Address of Principal Executive Offices)
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(Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
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| Title of Each Class |
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Name of Each Exchange on Which |
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Each Class is to be Registered |
| 6.875% Notes due 2047
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New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), please check the following box:þ
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), please check the following box: o
Securities Act registration statement file number to which this form relates:
333-133755 (if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
Allied Capital Corporation, a Maryland corporation, (the “Company”) hereby incorporates by
reference the description of its securities to be registered hereunder contained in the Prospectus
dated June 21, 2006 under “Description of Notes” and in the Prospectus Supplement dated March 23,
2007, under “Specific Terms of the Notes and the Offering,” filed with the Commission on March 23,
2007 under Rule 497, pursuant to an effective Registration Statement on Form N-2 (File No.
333-133755) filed with the Commission on May 3, 2006 and amended on June 21, 2006 under the
Securities Act of 1933, as amended.
Item 2. Exhibits.
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1. |
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Indenture by and between Allied Capital Corporation and The Bank of
New York, dated June 16, 2006. (Incorporated by reference to Exhibit
d.2 to the Company’s registration statement on Form N-2/A (No.
333-133755) filed on June 21, 2006). |
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Form of Third Supplemental Indenture by and between Allied Capital
Corporation and The Bank of New York, dated as of March 28, 2007.
(Incorporated by reference to Exhibit d.8 filed with Allied Capital’s
Post-Effective Amendment No.3 to the registration statement on Form
N-2/A (File No. 333-133755) filed on March 28, 2007). |
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Form of 6.875% Note due 2047. (Incorporated by reference to
Exhibit d.9 filed with Allied Capital’s Post-Effective Amendment No.3
to the registration statement on Form N-2/A (File No. 333-133755)
filed on March 28, 2007). |
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Form of 6.875% Note due 2047. (Incorporated by reference
to Exhibit d.9(a) filed with Allied Capital’s
Post-Effective Amendment No.4 to the registration statement on Form N-2/A (File No. 333-133755) filed on
April 2, 2007). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant
has duly caused this registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
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ALLIED CAPITAL CORPORATION |
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Date:
April 16, 2007
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By:
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/s/ Penni F. Roll |
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Penni F. Roll |
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Chief Financial Officer |