UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 14, 2002 ------------------------------- TeraForce Technology Corporation -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 0-11630 76-0471342 -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 1240 East Campbell Road, Richardson, Texas 75081 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (469) 330-4960 ----------------------------- 1 ITEM 9. REGULATION FD DISCLOSURE. Attached as Exhibit 99.1 is the certification of Herman M. Frietsch, our Chief Executive Officer, under Section 906 of the Sarbanes-Oxley Act of 2002 and attached as Exhibit 99.2 is the certification of Robert P. Capps, our Chief Financial Officer, under Section 906 of the Sarbanes-Oxley Act of 2002 (collectively, the "Certifications"). The Certifications accompanied as correspondence to the Securities and Exchange Commission the filing of our Quarterly Report of Form 10-Q for the quarterly period ended September 30, 2002 on November 14, 2002. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) Financial Statements of Business to Be Acquired: N/A (b) Pro Forma Financial Information: N/A (c) Exhibits: 99.1 Certificate of Chief Executive Officer 99.2 Certificate of Chief Financial Officer 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TeraForce Technology Corporation -------------------------------------------- (Registrant) Date: November 15, 2002 By: /s/ Herman M. Frietsch ----------------------- -------------------------------------- (Signature) Herman M. Frietsch Chairman of the Board and CEO 3 INDEX TO EXHIBITS EXHIBIT NUMBER DESCRIPTION ------ ----------- 99.1 Certificate of Chief Executive Officer 99.2 Certificate of Chief Financial Officer