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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-5399
The New America High Income Fund, Inc. | ||
(Exact name of registrant as specified in charter) | ||
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33 Broad Street Boston, MA |
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02109 |
(Address of principal executive offices) |
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(Zip code) |
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Ellen E. Terry, President | ||
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The New America High Income Fund, Inc. | ||
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33 Broad Street, Boston MA 02109 | ||
(Name and address of agent for service) |
Registrants telephone number, including area code: |
617-263-6400 |
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Date of fiscal year end: |
12/31 |
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Date of reporting period: |
7/1/14 6/30/15 |
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Item 1. Proxy Voting Record.
Note 1. In its role as the Funds investment adviser, T. Rowe Price Associates votes all proxies with respect to securities held in the Funds portfolio.
Ainsworth Lumber Ltd 144A 7.5% notes due December 15, 2017
Meeting Date: April 6, 2015
Record Date: April 6, 2015
Meeting Type: Consent and Tender
Ticker:
Security ID: 008914AE3
Proposal |
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Proposal |
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Proposed By |
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Management |
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Vote Instruction |
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Vote Cast |
1 |
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Tender and Consent on or prior to the Early Tender Deadline to receive the Total Consideration. |
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N/A |
|
Yes |
|
Yes |
|
Yes |
Allison Transmission Inc. 7.125% Notes due May 15, 2019
Meeting Date: March 22, 2015
Record Date March 20, 2015
Meeting Type: Consent and Tender
Ticker
Security ID: 019736AC1
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Tender and Consent prior to the Early Deadline. |
|
N/A |
|
Yes |
|
Yes |
|
Yes |
Atlas Pipeline 5.875% notes due May 15, 2019
Meeting Date: February 19, 2015
Record Date: February 19, 2015
Meeting Type: Consent and Tender
Ticker
Security ID: 04939MAJ8
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Tender and Consent prior to the Early Tender Date to Receive the Total Consideration, which includes the early tender premium. |
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N/A |
|
N/A |
|
Yes |
|
Yes |
Bankrate Inc. 6.125% 144A Notes due August 15, 2018
Meeting Date: November 10, 2014
Record Date: November 5, 2014
Meeting Type: Consent
Ticker
Security: 06647FAB8
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Consent |
|
N/A |
|
N/A |
|
No |
|
Yes |
Boyd Gaming 9.125% notes due December 1, 2018
Meeting Date: May 8, 2015
Record Date: May 8, 2015
Meeting Type: Consent and Tender
Ticker
Security ID: 103304BG5
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Tender and Consent prior to the Consent Date to Receive the Total Consideration, which includes the Consent Payment. |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
Calpine Corp 7.50% 144A Notes due February 15, 2021
Meeting Date: July 10, 2014
Record Date: July 10, 2014
Meeting Type: Consent and Tender
Ticker
Security: 131347BW5
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Tender and Consent prior to the Early Deadline. |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
Consol Energy Inc 8.25% notes due April 1, 2020
Meeting Date: March 12, 2015
Record Date: March 12, 2015
Meeting Type: Consent and Tender
Ticker
Security ID: 20854PAF6
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Tender and Consent prior to the Early Deadline. |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
Crown Castle International Corp.
Meeting Date: May 29, 2015
Record Date March 30, 2015
Meeting Type: Annual
Ticker: CCI
Security ID: 22822V200
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1a |
|
Elect Director P. Robert Bartolo |
|
Management |
|
For |
|
For |
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Yes |
1b |
|
Elect Director Cindy Christy |
|
Management |
|
For |
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For |
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Yes |
1c |
|
Elect Director Ari Q. Fitzgerald |
|
Management |
|
For |
|
For |
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Yes |
1d |
|
Elect Director Robert E. Garrison, II |
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Management |
|
For |
|
For |
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Yes |
1e |
|
Elect Director Dale N. Hatfield |
|
Management |
|
For |
|
For |
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Yes |
1f |
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Elect Director Lee W. Hogan |
|
Management |
|
For |
|
For |
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Yes |
1g |
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Elect Director John P. Kelly |
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Management |
|
For |
|
For |
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Yes |
1h |
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Elect Director Robert F. McKenzie |
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Management |
|
For |
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For |
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Yes |
2 |
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Ratify PricewaterhouseCoopers LLP as Auditors |
|
Management |
|
For |
|
For |
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Yes |
3 |
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Advisory Vote to Ratify Named Executive Officers Compensation |
|
Management |
|
For |
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For |
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Yes |
4 |
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Advisory Vote on Say on Pay Frequency |
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Management |
|
One Year |
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One Year |
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Yes |
MATTERHORN MIDCO 7.75% notes due February 15, 2020
Meeting Date: January 8, 2015
Record Date: January 8, 2015
Meeting Type: Consent
Ticker
Security ID: 5779929B8
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Elect to Consent to the Proposed Amendments. |
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N/A |
|
N/A |
|
Yes |
|
Yes |
Murray Energy Corp. 144A 8.625% notes due June 15, 2021
Meeting Date: March 27, 2015
Record Date: March 13, 2015
Meeting Type: Consent
Ticker
Security ID: 62704PAD5
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Consent to the Proposed Amendments. |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
Murray Energy Corp. 9.50 notes due December 5, 2020
Meeting Date: March 27, 2015
Record Date: March 13, 2015
Meeting Type: Consent
Ticker
Security ID: 62704PAE3
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Consent to the Proposed Amendments. |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
RPG BYTY SRO 144A 6.75% Notes due May 1, 2020
Meeting Date: March 24, 2015
Record Date: March 25, 2015
Meeting Type: Consent
Ticker
Security ID: 7499889B9
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Consent |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
RSI Home Products Inc. 6.875 notes due March 1, 2018
Meeting Date: November 13, 2014
Record Date: November 13, 2014
Meeting Type: Consent and Tender
Ticker
Security ID: 74977XAA9
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Tender and Consent prior to the Early Tender Time to receive the Total Consideration, which includes the Early Tender Premium. |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
Sable Intl Finance 8.75% notes due February 1, 2020
Meeting Date: November 13, 2014
Record Date: November 13, 2014
Meeting Type: Consent
Ticker
Security ID: 785712AB6
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Consent to Proposed Amendments |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
Schaeffler Finance 6.875% 144A notes due August 15, 2018
Meeting Date: August 12, 2014
Record Date: August 12, 2014
Meeting Type: Consent
Ticker
Security ID: 80626PAA8
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Consent |
|
N/A |
|
N/A |
|
Take No Action |
|
Yes |
Voyage Care Bondco 6.5% notes due August 1, 2018
Meeting Date: November 20, 2014
Record Date: November 20, 2014
Meeting Type: Consent
Ticker
Security ID: 9299909B7
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Consent Granted - Event or proposal approved. |
|
N/A |
|
N/A |
|
No |
|
Yes |
Westmoreland Coal 10.75 % notes due February 1, 2018
Meeting Date: May 29, 2015
Record Date: May 27, 2015
Meeting Type: Consent and Tender
Ticker
Security ID: 960887AB3
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
Tender and Consent prior to the Consent Payment Deadline to receive the Total Consideration, which includes the Consent Payment. |
|
N/A |
|
N/A |
|
Yes |
|
Yes |
TIG Topco Limited
Meeting Date: May 29, 2015
Record Date: May 27, 2015
Meeting Type: Annual
Ticker
Security ID
Proposal |
|
Proposal |
|
Proposed By |
|
Management |
|
Vote Instruction |
|
Vote Cast |
1 |
|
To elect John Tiner as Chairman and Non-Executive Director, subject to receipt of regulatory approvals. |
|
Management |
|
For |
|
For |
|
Yes |
2 |
|
Pending the appointment of John Tiner, to re-elect Alastair Lyons as interim Chairman and Non-Executive Director. |
|
Management |
|
For |
|
For |
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Yes |
3 |
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To re-elect Scott Egan as interim Chief Executive Officer and Executive Director. |
|
Management |
|
For |
|
For |
|
Yes |
4 |
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To re-elect Philip Moore as Non-Executive Director. |
|
Management |
|
For |
|
For |
|
Yes |
5 |
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To re-elect Teresa Robson-Capps as Non-Executive Director. |
|
Management |
|
For |
|
For |
|
Yes |
6 |
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To approve the delegation of responsibility for the groups acquisition programme. |
|
Management |
|
For |
|
For |
|
Yes |
7 |
|
To approve the delegation of the power to determine remuneration matters. |
|
Management |
|
For |
|
For |
|
Yes |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) |
The New America High Income Fund, Inc. | ||
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By (Signature and Title)* |
/s/ Ellen E. Terry President and Principal Executive Officer | ||
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Date |
August 26, 2015 | ||
* Print the name and title of each signing officer under his or her signature.