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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PULTE WILLIAM J 100 BLOOMFIELD HILLS PKY. SUITE 300 BLOOMFIELD HILLS, MI 48304 |
X | X | Chairman of the Board |
/s/ William J. Pulte | 10/28/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This price was the average price of 600,000 shares sold. The specific amounts are: 100 at $8.33; 1700 at $8.34; 1400 at $8.35; 8100 at $8.36; 1400 at $8.365; 5840 at $8.37; 4700 at $8.375; 7900 at $8.38; 1500 at $8.385; 20100 at $8.39; 100 at $8.395; 14000 at $8.40; 1700 at 8.405; 13700 at $8.41; 200 at 8.415; 19266 at $8.42; 300 at $8.425; 11094 at $8.43; 1400 at $8.435; 21400 at $8.44; 5000 at $8.445; 7700 at $8.45; 5800 at $8.455; 6790 at $8.46; 2600 at $8.465; 12824 at $8.47; 8650 at $8.48; 1600 at $8.485; 7450 at $8.49; 400 at $8.495; 11700 at $8.50; 600 at $8.505; 13500 at $8.51; 17652 at $8.52; 200 at $8.525; 7942 at $8.53; 1600 at $8.535; 16608 at $8.54; 14504 at $8.545; 18800 at $8.55; 100 at $8.555; 22404 at $8.56; 19421 at $8.57; 7952 at $8.58; 2200 at $8.585; 15767 at $8.59; 1176 at $8.595; 18700 at $8.60; 1600 at $8.605; 25953 at $8.61; 19600 at $8.615; 18204 at $8.62; 1281 at $8.625; 11396 at $8.63; 1000 at $8.635; 14700 at $8.64; 900 at $8.645; 17500 at $8.65; 400 at $8.655; 10435 at $8.66; 4700 at $8.67; 5325 at $8.68; 200 at $8.685; 10118 at $8.69; 800 at $8.695; 11898 at $8.70; 1800 at $8.71; 400 at $8.72; 800 at $8.73; 300 at $8.735; 5300 at $8.74; 11300 at $8.75; 100 at $8.755; 7100 at $8.76; 100 at $8.765; 10100 at $8.77; 4600 at $8.78; 800 at $8.785; 2700 at $8.79; 1200 at $8.795; 8600 at $8.80; 1600 at $8.81; 300 at $8.82; and 1350 at $8.83. |
(2) | Beneficial ownership of these shares is disclaimed. |
(3) | Beneficial ownership of these shares is disclaimed. Represents units of the Pulte Homes, Inc. Stock Fund (the Fund) of the Pulte Homes, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 7,731.090 shares of Pulte Homes, Inc. Common Stock held in the Fund as of 9/30/2008. |
(4) | Represents units of the Pulte Homes, Inc. Stock Fund (the Fund) of the Pulte Homes, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. During the period 2/6/2008 through 9/30/2008, the reporting person's units were amended by contributions totaling 527.812 units. The reporting person's units represent 126,777.178 shares of Pulte Homes, Inc. Common Stock held in the Fund as of 9/30/2008. |