Form 144




 

 

 

 

 

OMB APPROVAL

UNITED STATES

OMB Number:        3235-0101

SECURITIES AND EXCHANGE COMMISSION

Expires :    December  31, 2009

Washington, D.C. 20549

Estimated average burden

 

 

 

 

 

hours per response .  .  .  . 2.0

 

 

 

 

 

 

FORM  144

SEC USE ONLY

 

 

 

 

 

DOCUMENT SEQUENCE NO.

NOTICE OF PROPOSED SALE OF SECURITIES

 

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

CUSIP NUMBER

 

 

 

 

 

 

ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute a sale

WORK LOCATION

or executing a sale directly with a market maker.

 

 

 

 

 

 

 

1 (a)  NAME OF ISSUER (Please type or print)

(b)  IRS IDENT. NO.

(c)  S.E.C. FILE NO.

 

 

 

American Physicians Service Group, Inc.

75-1458323

001-31434

 

 

 

1  (d)  ADDRESS OF ISSUER

 

STREET

CITY                                                                  STATE           ZIP CODE

(e)  TELEPHONE NO.

 

 

 

 

 

AREA CODE

NUMBER

1301 Capital of Texas Hwy. suite C-300

Austin

TX

78746

512

328-0888

2 (a)  NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

(b)  SOCIAL SECURITY NO.  OR IRS IDENT. NO.

(c) RELATIONSHIP TO ISSUER

(d)  ADDRESS

STREET

CITY         STATE        ZIP CODE

Kenneth S. Shifrin

###-##-####

officer

15801 Chateau

Ausitn, TX

78734

 

 

 

 

 

 

 

 

 

 

 

INSTRUCTION:

The person filing this notice should contact the issuer to obtain the IRS. Identification Number and the S.E.C. File Number.

 

 

 

 

 

 

 

 

 

 

 

3(a)

(b)

SEC USE ONLY

(c)

(d)

(e)

(f)

(g)

Title  of   the Class  of Securities To Be Sold


Name and Address of Each Broker Through Whom the

Securities are to be Offered or Each Market Maker

 who is Acquiring the Securities

Broker-Dealer

File Number

Number of Shares

or Other Units

To Be Sold


(See instr. 3(c))

Aggregate

Market

Value



(See instr. 3(d))

Number of Shares

or Other Units

Outstanding


(See instr. 3(e))

Approximate

Date of Sale



(See instr. 3(f))

(MO.    DAY   YR.)

Name of Each

Securities

Exchange



(See inst. 3(g))

Common stock

Charles Schwab

San Francisco, CA

 

8,000

$153,978

(12-10-2007)

7,173,411

(12-10-2007)

12-10-2007

Nasdaq



INSTRUCTIONS:

1.

(a)

Name of issuer

3.

(a)

Title of the class of securities to be sold

(b)

Issuer’s I.R.S. Identification Number

(b)

Name and address of each broker through whom the securities are intended to be sold

(c)

Issuer’s S.E.C. file number, if any

(c)

Number of shares or other units to be sold (if debt securities, give the aggregate face amount)

(d)

Issuer’s address, including zip code

(d)

Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice.

(e)

Issuer’s  telephone number, including area code

(e)

Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding,

as shown by the most recent report or statement published by the issuer

2.

(a)

Name of person for whose account the securities are to be sold

(f)

Approximate date on which the securities are to be sold

(b)

Such person’s I.R.S. identification number- if such person is an entity

(g)

Name of each securities exchange, if any, on which the securities are intended to be sold

(c)

Such person’s relationship to the issuer (e.g., officer, director, 10%

stockholder, or member of immediate family of any of the foregoing)

(d)

Such person’s address, including zip code


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Control number.  

SEC 1147 (01-04)






TABLE I  -----  SECURITIES TO BE SOLD


Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefore:

Title of

the Class

Date You

Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

Amount of

Securities Acquired

Date of

Payment

Nature of Payment

Common stock

02-01-1993

Stock awarded as

compensation

American Physicians  Service Group, Inc.

18,400

02-01-1993

Services

 

 

 

 

 

INSTRUCTIONS:      

If the securities were purchased and full payment therefor was not made in cash at the

time of purchase, explain in the table or in a note thereto the nature of the consideration

given.  If the consideration consisted of any note or other obligation, or if payment was

made in installments describe the arrangement and state when the note or other obligation

was discharged in full or the last installment paid.



TABLE II  ---  SECURITIES SOLD DURING THE PAST 3 MONTHS


Furnish the following information as to all securities of the issuer sold during the past 3 months by

 the person for whose account the securities are to be sold.


Name and Address of Seller


Title of Securities Sold


Date of Sale

Amount of

Securities Sold


Gross Proceeds

Kenneth S. Shifrin

15801 Chateau

Austin, TX 78734

Common Stock

Common Stock

11-07-2007

11-29-2007

2,000

18,000

41,100

337,140

REMARKS:  


INSTRUCTIONS:

ATTENTION:

See the definition of “person” in paragraph (a) of Rule 144.  Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition.  In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

 

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.


12-11-2007

/X/ Kenneth S. Shifrin

DATE OF NOTICE


The notice shall be signed by the person for whose account the securities are to be sold.  At least one copy

 of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.


ATTENTION:    Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001).

     SEC  1147 (01-04)