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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 1.25 | 08/09/2007 | M | 21,000 (3) | 01/01/2003 | 01/01/2012 | Common Stock | 21,000 | $ 1.25 | 1,079,400 | D | ||||
Stock Option | $ 1.25 | 08/09/2007 | M | 42,000 (5) | 01/01/2005 | 01/01/2012 | Common Stock | 42,000 | $ 1.25 | 1,037,400 | D | ||||
Stock Option | $ 1.25 | 08/09/2007 | M | 11,689 (3) | 10/01/2002 | 09/21/2011 | Common Stock | 11,689 | $ 1.25 | 1,025,711 | D | ||||
Stock Option | $ 1.25 | 08/09/2007 | M | 24,667 (5) | 10/01/2004 | 09/21/2011 | Common Stock | 24,667 | $ 1.25 | 1,001,044 | D | ||||
Stock Option | $ 2.28 | 08/09/2007 | M | 644 (4) | 12/11/2004 | 12/11/2013 | Common Stock | 644 | $ 2.28 | 1,000,400 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCDONALD JOHN T 1120 S. CAP. OF TX HWY., BLDG. 3, STE. 220 AUSTIN, TX 78746 |
X | CEO |
/s/ John T. McDonald | 08/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total securities owned in Tables I and II is 1,454,736 |
(2) | Shares sold pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on February 23, 2007. Trading plan amended by the reporting person on April 26, 2007 and August 8, 2007 (the August 8, 2007 amendment takes effect on the third business day following the issuance by Perficient of it's earnings press release covering the company's financial results for the quarter ending September 30, 2007). |
(3) | 1/3 of the option grant is exercisable on the Date Exercisable in the table above and the remainder is exercisable 2 years from the Date Exercisable. |
(4) | 35% of the option grant is exercisable on the Date Exercisable in the table above and the remainder is exercisable at 35% ratably over the 2nd year, 15% ratably over the 3rd and 4th years. |
(5) | 2/3 of the option grant is exercisable on the Date Exercisable in the table above. The remaining 1/3 was fully exercisable 2 years prior. |