UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
BankUnited, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
06652K103
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP No. 06652K103 | Page 1 of 39 |
1 |
Names of reporting persons
The Carlyle Group L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
13,721,131 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
13,721,131 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
13,721,131 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
14.5% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 2 of 39 |
1 |
Names of reporting persons
Carlyle Group Management L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
13,721,131 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
13,721,131 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
13,721,131 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
14.5% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 3 of 39 |
1 |
Names of reporting persons
Carlyle Holdings II GP L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
12,305,947 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
12,305,947 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
12,305,947 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
13.0% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 4 of 39 |
1 |
Names of reporting persons
Carlyle Holdings II L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Québec | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
12,305,947 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
12,305,947 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
12,305,947 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
13.0% | |||||
12 | Type of reporting person
OO (Québec société en commandit) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 5 of 39 |
1 |
Names of reporting persons
TC Group Cayman Investment Holdings, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
12,305,947 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
12,305,947 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
12,305,947 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
13.0% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 6 of 39 |
1 |
Names of reporting persons
TC Group Cayman Investment Holdings Sub L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
12,305,947 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
12,305,947 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
12,305,947 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
13.0% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 7 of 39 |
1 |
Names of reporting persons
TC Group V, L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
6,152,973 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
6,152,973 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
6,152,973 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
6.5% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 8 of 39 |
1 |
Names of reporting persons
TC Group V, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
6,152,973 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
6,152,973 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
6,152,973 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
6.5% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 9 of 39 |
1 |
Names of reporting persons
Carlyle Partners V, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
5,791,067 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
5,791,067 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
5,791,067 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
6.1% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 10 of 39 |
1 |
Names of reporting persons
CP V Coinvestment A, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
232,580 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
232,580 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
232,580 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.2% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 11 of 39 |
1 |
Names of reporting persons
CP V Coinvestment B, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
12,813 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
12,813 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
12,813 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
Less than 0.1% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 12 of 39 |
1 |
Names of reporting persons
Carlyle Partners V-A, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
116,513 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
116,513 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
116,513 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.1% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 13 of 39 |
1 |
Names of reporting persons
Carlyle Financial Services, Ltd. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
6,152,974 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
6,152,974 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
6,152,974 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
6.5% | |||||
12 | Type of reporting person
OO (Cayman Islands Exempt Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 14 of 39 |
1 |
Names of reporting persons
TCG Financial Services, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
6,152,974 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
6,152,974 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
6,152,974 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
6.5% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 15 of 39 |
1 |
Names of reporting persons
Carlyle Financial Services BU, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
6,152,974 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
6,152,974 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
6,152,974 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
6.5% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 16 of 39 |
1 |
Names of reporting persons
Carlyle Holdings I GP Inc. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,415,184 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,415,184 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,415,184 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.5% | |||||
12 | Type of reporting person
CO |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 17 of 39 |
1 |
Names of reporting persons
Carlyle Holdings I GP Sub L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,415,184 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,415,184 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,415,184 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.5% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 18 of 39 |
1 |
Names of reporting persons
Carlyle Holdings I L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,415,184 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,415,184 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,415,184 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.5% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 19 of 39 |
1 |
Names of reporting persons
TC Group, L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,415,184 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,415,184 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,415,184 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.5% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 20 of 39 |
1 |
Names of reporting persons
TC Group Sub L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,415,184 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,415,184 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,415,184 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.5% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 21 of 39 |
1 |
Names of reporting persons
TC Group CSP II, L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,415,184 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,415,184 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,415,184 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.5% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 22 of 39 |
1 |
Names of reporting persons
CSP II General Partner, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,415,184 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,415,184 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,415,184 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.5% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 23 of 39 |
1 |
Names of reporting persons
Carlyle Strategic Partners II, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
1,367,645 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
1,367,645 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
1,367,645 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
1.4% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 24 of 39 |
1 |
Names of reporting persons
CSP II Coinvestment, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
47,539 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
47,539 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
47,539 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.1% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 25 of 39 |
1 |
Names of reporting persons
TCG Holdings, L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
0 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
0 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.0% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 26 of 39 |
1 |
Names of reporting persons
TC Group V Managing GP, L.L.C. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Delaware | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
0 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
0 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.0% | |||||
12 | Type of reporting person
OO (Limited Liability Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 27 of 39 |
1 |
Names of reporting persons
DBD Cayman Holdings, Ltd. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
0 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
0 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.0% | |||||
12 | Type of reporting person
OO (Cayman Islands Exempt Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 28 of 39 |
1 |
Names of reporting persons
DBD Cayman, Ltd. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
0 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
0 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.0% | |||||
12 | Type of reporting person
OO (Cayman Islands Exempt Company) |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 29 of 39 |
1 |
Names of reporting persons
TCG Holdings Cayman II, L.P. | |||||
2 | Check the appropriate box if a member of a group (a) ¨ (b) ¨
| |||||
3 | SEC use only
| |||||
4 | Citizen or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
6 | Shared voting power
0 | |||||
7 | Sole dispositive power
0 | |||||
8 | Shared dispositive power
0 | |||||
9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
10 | Check if the aggregate amount in Row (9) excludes certain shares
Not Applicable | |||||
11 | Percent of class represented by amount in Row 9
0.0% | |||||
12 | Type of reporting person
PN |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 30 of 39 |
ITEM 1. | (a) | Name of Issuer: | ||
BankUnited, Inc. (the Issuer) | ||||
(b) | Address of Issuers Principal Executive Offices: | |||
14817 Oak Lane Miami Lakes, FL 33016 | ||||
ITEM 2. | (a) | Name of Person Filing: | ||
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of: | ||||
Carlyle Group Management L.L.C. The Carlyle Group L.P. Carlyle Holdings II GP L.L.C. Carlyle Holdings II L.P. TC Group Cayman Investment Holdings, L.P. TC Group Cayman Investment Holdings Sub L.P. TC Group V, L.L.C. TC Group V, L.P. Carlyle Partners V, L.P. CP V Coinvestment A, L.P. CP V Coinvestment B, L.P. Carlyle Partners V-A, L.P. Carlyle Financial Services, Ltd. TCG Financial Services, L.P. Carlyle Financial Services BU, L.P. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. TC Group, L.L.C. TC Group Sub L.P. TC Group CSP II, L.L.C. CSP II General Partner, L.P. Carlyle Strategic Partners II, L.P. CSP II Coinvestment, L.P. TCG Holdings, L.L.C. TC Group V Managing GP, L.L.C. DBD Cayman Holdings, Ltd. DBD Cayman, Ltd. TCG Holdings Cayman II, L.P. |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 31 of 39 |
Following an internal reorganization on May 2, 2012, TC Group Cayman Investment Holdings, L.P. is no longer the managing member of TC Group CSP II, L.L.C. and TC Group V Managing GP, L.L.C. is no longer the general partner of TC Group V, L.P. Accordingly, DBD Cayman Holdings, Ltd., DBD Cayman, Ltd., TCG Holdings Cayman II, L.P., TCG Holdings, L.L.C. and TC Group V Managing GP, L.L.C. may no longer be deemed to beneficially own the shares reported herein. | ||||
(b) | Address or Principal Business Office: | |||
The address for each of TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., Carlyle Financial Services, Ltd., TCG Financial Services, L.P., DBD Cayman Holdings, Ltd., DBD Cayman, Ltd. and TCG Holdings Cayman II, L.P. is c/o Walker Corporate Services Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9001 Cayman Islands. The address for each of the other Reporting Persons is c/o The Carlyle Group, 1001 Pennsylvania Ave. NW, Suite 220 South, Washington, D.C. 20004-2505. | ||||
(c) | Citizenship of each Reporting Person is: | |||
TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., Carlyle Financial Services, Ltd., TCG Financial Services, L.P., DBD Cayman Holdings, Ltd., DBD Cayman, Ltd. and TCG Holdings Cayman II, L.P. are organized in the Cayman Islands. Carlyle Holdings II L.P. is a Québec société en commandit. Each of the other reporting persons is organized in the state of Delaware. | ||||
(d) | Title of Class of Securities: | |||
Common stock, par value $0.01 per share (Common Stock). | ||||
(e) | CUSIP Number: | |||
06652K103 | ||||
ITEM 3. | ||||
Not applicable. |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 32 of 39 |
ITEM 4. | Ownership |
Ownership (a-c)
The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2012, based upon 94,460,463 shares of the Issuers Common Stock outstanding as of November 2, 2012.
Reporting Person | Amount beneficially owned |
Percent of class: |
Sole power to vote or to direct the vote: |
Shared power to vote or to direct the vote: |
Sole power to of: |
Shared power to dispose or to direct the disposition of: |
||||||||||||||||||
Carlyle Group Management L.L.C. |
13,721,131 | 14.5 | % | 0 | 12,305,947 | 0 | 12,305,947 | |||||||||||||||||
The Carlyle Group L.P. |
13,721,131 | 14.5 | % | 0 | 12,305,947 | 0 | 12,305,947 | |||||||||||||||||
Carlyle Holdings II GP L.L.C. |
12,305,947 | 13.0 | % | 0 | 12,305,947 | 0 | 12,305,947 | |||||||||||||||||
Carlyle Holdings II L.P. |
12,305,947 | 13.0 | % | 0 | 12,305,947 | 0 | 12,305,947 | |||||||||||||||||
TC Group Cayman Investment Holdings, L.P. |
12,305,947 | 13.0 | % | 0 | 12,305,947 | 0 | 12,305,947 | |||||||||||||||||
TC Group Cayman Investment Holdings Sub L.P. |
12,305,947 | 13.0 | % | 0 | 12,305,947 | 0 | 12,305,947 | |||||||||||||||||
TC Group V, L.L.C. |
6,152,973 | 6.5 | % | 0 | 6,152,973 | 0 | 6,152,973 | |||||||||||||||||
TC Group V, L.P. |
6,152,973 | 6.5 | % | 0 | 6,152,973 | 0 | 6,152,973 | |||||||||||||||||
Carlyle Partners V, L.P. |
5,791,067 | 6.1 | % | 0 | 5,791,067 | 0 | 5,791,067 | |||||||||||||||||
CP V Coinvestment A, L.P. |
232,580 | 0.2 | % | 0 | 232,580 | 0 | 232,580 | |||||||||||||||||
CP V Coinvestment B, L.P. |
12,813 | 0.0 | % | 0 | 12,813 | 0 | 12,813 | |||||||||||||||||
Carlyle Partners V-A, L.P. |
116,513 | 0.1 | % | 0 | 116,513 | 0 | 116,513 | |||||||||||||||||
Carlyle Financial Services, Ltd. |
6,152,974 | 6.5 | % | 0 | 6,152,974 | 0 | 6,152,974 | |||||||||||||||||
TCG Financial Services, L.P. |
6,152,974 | 6.5 | % | 0 | 6,152,974 | 0 | 6,152,974 | |||||||||||||||||
Carlyle Financial Services BU, L.P. |
6,152,974 | 6.5 | % | 0 | 6,152,974 | 0 | 6,152,974 | |||||||||||||||||
Carlyle Holdings I GP Inc. |
1,415,184 | 1.5 | % | 0 | 1,415,184 | 0 | 1,415,184 | |||||||||||||||||
Carlyle Holdings I GP Sub L.L.C. |
1,415,184 | 1.5 | % | 0 | 1,415,184 | 0 | 1,415,184 | |||||||||||||||||
Carlyle Holdings I L.P. |
1,415,184 | 1.5 | % | 0 | 1,415,184 | 0 | 1,415,184 | |||||||||||||||||
TC Group, L.L.C. |
1,415,184 | 1.5 | % | 0 | 1,415,184 | 0 | 1,415,184 | |||||||||||||||||
TC Group Sub L.P. |
1,415,184 | 1.5 | % | 0 | 1,415,184 | 0 | 1,415,184 | |||||||||||||||||
TC Group CSP II, L.L.C. |
1,415,184 | 1.5 | % | 0 | 1,415,184 | 0 | 1,415,184 | |||||||||||||||||
CSP II General Partner, L.P. |
1,415,184 | 1.5 | % | 0 | 1,415,184 | 0 | 1,415,184 | |||||||||||||||||
Carlyle Strategic Partners II, L.P. |
1,367,645 | 1.4 | % | 0 | 1,367,645 | 0 | 1,367,645 | |||||||||||||||||
CSP II Coinvestment, L.P. |
47,539 | 0.1 | % | 0 | 47,539 | 0 | 47,539 | |||||||||||||||||
TCG Holdings, L.L.C. |
0 | 0.0 | % | 0 | 0 | 0 | 0 | |||||||||||||||||
TC Group V Managing GP, L.L.C. |
0 | 0.0 | % | 0 | 0 | 0 | 0 | |||||||||||||||||
DBD Cayman Holdings, Ltd. |
0 | 0.0 | % | 0 | 0 | 0 | 0 | |||||||||||||||||
DBD Cayman, Ltd. |
0 | 0.0 | % | 0 | 0 | 0 | 0 | |||||||||||||||||
TCG Holdings Cayman II, L.P. |
0 | 0.0 | % | 0 | 0 | 0 | 0 |
Carlyle Partners V, L.P., CP V Coinvestment A, L.P., CP V Coinvestment B, L.P., Carlyle Partners V-A, L.P. and Carlyle Financial Services BU, L.P. are the record holders of 5,791,067, 232,580, 12,813, 116,513 and 6,152,974 shares of Common Stock, respectively. Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. are the record holders of 1,367,645 and 47,539 shares of Common Stock, respectively.
SCHEDULE 13G
CUSIP No. 06652K103 | Page 33 of 39 |
Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ.
The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P. TC Group Cayman Investment Holdings Sub L.P. is the managing member of TC Group V, L.L.C., which is the general partner of TC Group V, L.P., which is the general partner of each of Carlyle Partners V, L.P., CP V Coinvestment A, L.P., CP V Coinvestment B, L.P. and Carlyle Partners V-A, L.P. TC Group Cayman Investment Holdings Sub L.P. is also the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services BU, L.P. Accordingly, Carlyle Group Management L.L.C. and each of the entities mentioned in this paragraph may be deemed to share beneficial ownership of the shares of Common Stock owned of record by Carlyle Partners V, L.P., CP V Coinvestment A, L.P., CP V Coinvestment B, L.P., Carlyle Partners V-A, L.P. and Carlyle Financial Services BU.
The Carlyle Group L.P. is also the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group CSP II, L.L.C., which is the general partner of CSP II General Partner, L.P., which is the general partner of each of Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. Accordingly, Carlyle Group Management L.L.C. and each of the entities mentioned in this paragraph may be deemed to share beneficial ownership of the shares of Common Stock owned of record by Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P.
ITEM 5. | Ownership of Five Percent or Less of a Class |
Not applicable.
ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Not applicable.
ITEM 8. | Identification and Classification of Members of the Group |
Not applicable.
SCHEDULE 13G
CUSIP No. 06652K103 | Page 34 of 39 |
ITEM 9. | Notice of Dissolution of Group |
Not applicable.
ITEM 10. | Certification |
Not applicable.
SCHEDULE 13G
CUSIP No. 06652K103 | Page 35 of 39 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2013
CARLYLE GROUP MANAGEMENT L.L.C. | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
THE CARLYLE GROUP L.P. | ||
By: Carlyle Group Management L.L.C., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS II GP L.L.C. | ||
By: The Carlyle Group L.P., its managing member | ||
By: Carlyle Group Management L.L.C., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS II L.P. | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | ||
By: Carlyle Holdings II L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 36 of 39 |
TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P. | ||
By: TC Group Cayman Investment Holdings, L.P., its general partner | ||
By: Carlyle Holdings II L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP V, L.L.C. | ||
By: TC Group Cayman Investment Holdings Sub L.P., its managing member | ||
By: TC Group Cayman Investment Holdings, L.P., its general partner | ||
By: Carlyle Holdings II L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP V, L.P. | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CARLYLE PARTNERS V, L.P. | ||
By: TC Group V, L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CP V COINVESTMENT A, L.P. | ||
By: TC Group V, L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CP V COINVESTMENT B, L.P. | ||
By: TC Group V, L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 37 of 39 |
CARLYLE PARTNERS V-A, L.P. | ||
By: TC Group V, L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CARLYLE FINANCIAL SERVICES, LTD. | ||
By: TC Group Cayman Investment Holdings Sub L.P., its managing member | ||
By: TC Group Cayman Investment Holdings, L.P., its general partner | ||
By: Carlyle Holdings II L.P., its general partner | ||
By: | /s/ Ann Siebecker, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TCG FINANCIAL SERVICES, L.P. | ||
By: Carlyle Financial Services, Ltd., its general partner | ||
By: | /s/ Ann Siebecker, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE FINANCIAL SERVICES BU, L.P. | ||
By: TCG Financial Services, L.P., its general partner | ||
By: Carlyle Financial Services, Ltd., its general partner | ||
By: | /s/ Ann Siebecker, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS I GP INC. | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS I GP SUB L.L.C. | ||
By: Carlyle Holdings I GP Inc., its managing member | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 38 of 39 |
CARLYLE HOLDINGS I L.P. | ||
By: Carlyle Holdings I GP Sub L.L.C., its general partner | ||
By: Carlyle Holdings I GP Inc., its managing member | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP, L.L.C. | ||
By: Carlyle Holdings I L.P., its managing member | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP SUB L.P. | ||
By: TC Group, L.L.C., its general partner | ||
By: Carlyle Holdings I L.P., its managing member | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP CSP II, L.L.C. | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Managing Director | |
CSP II GENERAL PARTNER, L.P. | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CARLYLE STRATEGIC PARTNERS II, L.P. | ||
By: CSP II General Partner, L.P., its general partner | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person |
SCHEDULE 13G
CUSIP No. 06652K103 | Page 39 of 39 |
CSP II COINVESTMENT, L.P. | ||
By: CSP II General Partner, L.P., its general partner | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
TCG HOLDINGS, L.L.C. | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: Daniel DAniello | ||
Title: | Managing Director | |
TC GROUP V MANAGING GP, L.L.C. | ||
By: TC Group, L.L.C., its Managing Member | ||
By: TCG Holdings, L.L.C., its Managing Member | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: Daniel DAniello | ||
Title: | Managing Director | |
DBD CAYMAN HOLDINGS, LTD. | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Ordinary Member | |
DBD CAYMAN, LTD. | ||
By: DBD Cayman Holdings, Ltd., its sole shareholder | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Ordinary Member | |
TCG HOLDINGS CAYMAN II, L.P. | ||
By: DBD Cayman, Ltd., its general partner | ||
By: DBD Cayman Holdings, Ltd., its sole shareholder | ||
By: | /s/ John Beczak, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Ordinary Member |
LIST OF EXHIBITS
Exhibit |
Description | |
24 | Power of Attorney | |
99 | Joint Filing Agreement |