Nuveen Intermediate Duration Quality Municipal Term Fund

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22779

Nuveen Intermediate Duration Quality Municipal Term Fund

(Exact name of registrant as specified in charter)

Nuveen Investments

    333 West Wacker Drive, Chicago, Illinois 60606    

(Address of principal executive offices) (Zip code)

Gifford R. Zimmerman

Vice President and Secretary

    333 West Wacker Drive, Chicago, Illinois 60606    

(Name and address of agent for service)

Registrant’s telephone number, including area code:     312-917-7700    

Date of fiscal year end:       May 31      

Date of reporting period: August 31, 2017

Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

 

Item 1. Schedule of Investments

 

 

NIQ
Nuveen Intermediate Duration Quality Municipal Term Fund
Portfolio of Investments August 31, 2017 (Unaudited)
Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    LONG-TERM INVESTMENTS – 127.1% (98.8% of Total Investments)        
    MUNICIPAL BONDS – 127.1% (98.8% of Total Investments)        
    Alabama – 4.1% (3.2% of Total Investments)        
$ 2,000   Alabama Federal Aid Highway Finance Authority, Federal Highway Grant Anticipation Revenue Bonds, Tender Option Bond Trust 2016-XL0024, 18.893%, 9/01/26 (IF) (4)   9/22 at 100.00 AA $3,847,600
2,500   Jefferson County, Alabama, General Obligation Warrants, Refunding Series 2003A, 5.000%, 4/01/22  –  NPFG Insured   11/17 at 100.00 A 2,508,150
1,000   Lower Alabama Gas District, Alabama, Gas Project Revenue Bonds, Series 2016A, 5.000%, 9/01/34   No Opt. Call A3 1,212,540
5,500   Total Alabama       7,568,290
    Arizona – 2.0% (1.6% of Total Investments)        
305   Arizona Health Facilities Authority, Health Care Facilities Revenue Bonds, The Beatitudes Campus Project, Series 2006, 5.100%, 10/01/22   11/17 at 100.00 N/R 305,461
    Arizona Health Facilities Authority, Hospital Revenue Bonds, Phoenix Children's Hospital, Series 2013D:        
965   5.000%, 2/01/24   2/23 at 100.00 BBB+ 1,112,799
1,065   5.000%, 2/01/26   2/23 at 100.00 BBB+ 1,205,410
1,000   University Medical Center Corporation, Tucson, Arizona, Hospital Revenue Bonds, Series 2011, 5.000%, 7/01/19 (ETM)   No Opt. Call N/R (5) 1,074,370
3,335   Total Arizona       3,698,040
    California – 16.3% (12.7% of Total Investments)        
3,000   Alameda Corridor Transportation Authority, California, Revenue Bonds, Refunding Senior Lien Series 2013A, 5.000%, 10/01/27  –  AGM Insured   10/23 at 100.00 AA 3,603,900
500   California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Refunding Series 2017A, 5.000%, 11/15/36   11/27 at 100.00 AA- 596,060
    California Municipal Finance Authority, Revenue Bonds, Biola University, Series 2013:        
560   5.000%, 10/01/19   No Opt. Call Baa1 605,942
415   5.000%, 10/01/21   No Opt. Call Baa1 474,976
1,930   California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2014A, 5.250%, 12/01/34   12/24 at 100.00 BB+ 2,141,914
3,335   Eastern Municipal Water District Financing Authority, California, Water and Wastewater Revenue Bonds, Series 2017D, 5.250%, 7/01/42   7/27 at 100.00 AA+ 4,107,153
2,945   Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2007A-1, 5.000%, 6/01/33   10/17 at 100.00 B+ 2,942,350
    Hesperia Public Financing Authority, California, Redevelopment and Housing Projects Tax Allocation Bonds, Series 2007A:        
475   5.500%, 9/01/17  –  SYNCORA GTY Insured   No Opt. Call N/R 475,000
660   5.500%, 9/01/27  –  SYNCORA GTY Insured   9/17 at 100.00 N/R 661,676
1,100   Independent Cities Finance Authority, California, Mobile Home Park Revenue Bonds, Rancho Vallecitos Mobile Home Park, Series 2013, 4.500%, 4/15/23   No Opt. Call A- 1,200,210

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    California (continued)        
    Inland Empire Tobacco Securitization Authority, California, Tobacco Settlement Asset-Backed Bonds, Series 2007:        
$ 970   4.625%, 6/01/21   11/17 at 100.00 N/R $967,759
1,210   5.000%, 6/01/21   11/17 at 100.00 N/R 1,207,411
    Jurupa Community Services District, California, Special Tax Bonds, Community Facilities District 31 Eastvale Area, Series 2013:        
150   4.000%, 9/01/25   9/22 at 100.00 N/R 160,878
305   4.000%, 9/01/26   9/22 at 100.00 N/R 325,093
250   4.000%, 9/01/27   9/22 at 100.00 N/R 264,225
575   Palomar Pomerado Health Care District, California, Certificates of Participation, Series 2010, 5.250%, 11/01/21   11/20 at 100.00 BBB- 607,591
1,795   Patterson Public Financing Authority, California, Revenue Bonds, Community Facilities District 2001-1, Senior Series 2013A, 5.000%, 9/01/22   No Opt. Call N/R 2,033,556
185   Riverside County Redevelopment Agency, California, Tax Allocation Housing Bonds, Series 2011A, 0.000%, 10/01/26 (6)   No Opt. Call A 187,869
340   San Diego, California, Community Facilities District 3 Liberty Station Special Tax Refunding Bonds Series 2013, 5.000%, 9/01/17   No Opt. Call N/R 340,000
2,000   San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2016A, 5.000%, 5/01/26   No Opt. Call A+ 2,526,120
1,400   San Joaquin County Transportation Authority, California, Sales Tax Revenue, Limited Tax Measure K Series 2017, 5.000%, 3/01/32   3/27 at 100.00 AA 1,711,570
    Vernon, California, Electric System Revenue Bonds, Series 2009A:        
655   5.125%, 8/01/21 (Pre-refunded 8/01/19)   8/19 at 100.00 N/R (5) 697,300
1,190   5.125%, 8/01/21   8/19 at 100.00 A- 1,279,202
925   Washington Township Health Care District, California, Revenue Bonds, Series 2009A, 6.000%, 7/01/29   7/19 at 100.00 Baa1 991,341
26,870   Total California       30,109,096
    Colorado – 5.6% (4.3% of Total Investments)        
    Colorado Educational and Cultural Facilities Authority, Charter School Refunding Revenue Bonds, Pinnacle Charter School, Inc. K-8 Facility Project, Series 2013:        
280   4.000%, 6/01/18   No Opt. Call A 285,972
310   4.000%, 6/01/20   No Opt. Call A 330,565
250   5.000%, 6/01/21   No Opt. Call A 280,133
    Colorado State Board of Governors, Colorado State University Auxiliary Enterprise System Revenue Bonds, Tender Option Bond Trust 2016-XF2354:        
100   19.373%, 3/01/25 (IF) (4)   No Opt. Call Aa2 216,080
300   19.373%, 3/01/26 (IF) (4)   No Opt. Call Aa2 668,805
430   19.331%, 3/01/27 (IF) (4)   No Opt. Call Aa2 974,849
725   19.373%, 3/01/28 (IF) (4)   No Opt. Call Aa2 1,590,831
200   19.373%, 3/01/29 (IF) (4)   No Opt. Call Aa2 437,090
1,870   Denver Convention Center Hotel Authority, Colorado, Revenue Bonds, Convention Center Hotel, Refunding Senior Lien Series 2016, 5.000%, 12/01/30   12/26 at 100.00 Baa2 2,185,563
350   E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%, 9/01/21  –  NPFG Insured   No Opt. Call A 327,299

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    Colorado (continued)        
$ 1,535   Lincoln Park Metropolitan District, Douglas County, Colorado, General Obligation Refunding and Improvement Bonds, Series 2008, 5.625%, 12/01/20 (Pre-refunded 12/01/17)   12/17 at 100.00 N/R (5) $1,553,681
1,000   Public Authority for Colorado Energy, Natural Gas Purchase Revenue Bonds, Colorado Springs Utilities, Series 2008, 6.500%, 11/15/38   No Opt. Call A 1,429,350
7,350   Total Colorado       10,280,218
    Florida – 9.1% (7.1% of Total Investments)        
    Atlantic Beach, Florida, Healthcare Facilities Revenue Refunding Bonds, Fleet Landing Project, Series 2013A:        
420   5.000%, 11/15/20   No Opt. Call BBB 461,118
150   5.000%, 11/15/23   No Opt. Call BBB 174,200
460   Belmont Community Development District, Florida, Capital Improvement Revenue Bonds, Phase 1 Project, Series 2013A, 5.500%, 11/01/23   No Opt. Call N/R 486,786
1,270   Broward County, Florida, Fuel System Revenue Bonds, Fort Lauderdale Fuel Facilities LLC Project, Series 2013A, 5.000%, 4/01/23  –  AGM Insured (Alternative Minimum Tax)   No Opt. Call AA 1,479,283
415   Capital Trust Agency, Florida, Fixed Rate Air Cargo Revenue Refunding Bonds, Aero Miami FX, LLC Project, Series 2010A, 5.350%, 7/01/29   7/20 at 100.00 Baa3 438,306
1,890   Collier County Educational Facilities Authority, Florida, Revenue Bonds, Ave Maria University, Refunding Series 2013A, 4.500%, 6/01/23   No Opt. Call BBB- 1,976,543
1,000   Florida Mid-Bay Bridge Authority, Revenue Bonds, 1st Senior Lien Series 2015A, 5.000%, 10/01/23   No Opt. Call BBB+ 1,177,910
2,960   Florida Municipal Power Agency, Revenue Bonds, Saint Lucie Project, Refunding Series 2012A, 5.000%, 10/01/26   10/22 at 100.00 A2 3,397,932
    Martin County Industrial Development Authority, Florida, Industrial Development Revenue Refunding Bonds, Indiantown Cogeneration LP, Series 2013:        
3,150   3.950%, 12/15/21 (Alternative Minimum Tax)   6/20 at 100.00 Baa2 3,242,075
500   4.200%, 12/15/25 (Alternative Minimum Tax)   6/20 at 100.00 Baa2 514,270
1,400   Palm Beach County Health Facilities Authority, Florida, Revenue Bonds, Jupiter Medical Center, Series 2013A, 5.000%, 11/01/22   No Opt. Call BBB+ 1,595,426
250   Seminole Tribe of Florida, Special Obligation Bonds, Series 2007A, 5.750%, 10/01/22 (Pre-refunded 10/01/17)   10/17 at 100.00 BBB (5) 250,693
305   Southeast Overtown/Park West Community Redevelopment Agency, Florida, Tax Increment Revenue Bonds, Series 2014A-1, 5.000%, 3/01/24   No Opt. Call BBB+ 347,544
1,215   Verandah West Community Development District, Florida, Capital Improvement Revenue Bonds, Refunding Series 2013, 4.000%, 5/01/23   No Opt. Call N/R 1,210,492
15,385   Total Florida       16,752,578
    Georgia – 1.7% (1.3% of Total Investments)        
1,025   Atlanta, Georgia, Tax Allocation Bonds, Perry Bolton Project Series 2014, 4.000%, 7/01/22   No Opt. Call A- 1,140,497
1,000   Gainesville and Hall County Hospital Authority, Georgia, Revenue Anticipation Certificates, Northeast Georgia Health Services Inc., Series 2017B, 5.500%, 2/15/42   2/27 at 100.00 AA 1,222,920
857   Liberty County Industrial Authority, Georgia, Revenue Bonds, Series 2012A-2, 3.930%, 7/01/26   11/17 at 100.00 N/R 747,533
2,882   Total Georgia       3,110,950
    Illinois – 13.5% (10.5% of Total Investments)        
2,500   Cook County, Illinois, General Obligation Bonds, Tender Option Bond Trust 2015-XF1007, 14.995%, 11/15/25 (IF) (4)   11/22 at 100.00 AA- 3,703,200

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    Illinois (continued)        
$ 775   Hillside, Cook County, Illinois, Tax Increment Revenue Bonds, Mannheim Redevelopment Project, Senior Lien Series 2008, 6.550%, 1/01/20   1/18 at 102.00 N/R $796,281
1,000   Illinois Finance Authority, Charter School Revenue Bonds, Chicago Charter School Foundation, Series 2007, 5.000%, 12/01/26   11/17 at 100.00 BBB 1,001,100
1,260   Illinois Finance Authority, Revenue Bonds, Friendship Village of Schaumburg, Series 2005A, 5.375%, 2/15/25   11/17 at 100.00 BB- 1,260,567
2,680   Illinois Finance Authority, Revenue Bonds, Illinois Institute of Technology, Refunding Series 2006A, 5.000%, 4/01/24   11/17 at 100.00 Baa3 2,681,394
4,000   Illinois Municipal Electric Agency, Power Supply System Revenue Bonds, Refunding Series 2015A, 5.000%, 2/01/27   8/25 at 100.00 A1 4,774,800
5,000   Illinois State, General Obligation Bonds, Series 2013, 5.000%, 7/01/23   No Opt. Call BBB 5,524,350
1,790   Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Refunding Senior Lien Series 2014A, 5.000%, 12/01/19   No Opt. Call AA- 1,949,095
1,000   Southwestern Illinois Development Authority, Local Government Revenue Bonds, Edwardsville Community Unit School District 7 Project, Series 2007, 0.000%, 12/01/22  –  AGM Insured   No Opt. Call AA 870,530
2,000   Springfield, Illinois, Electric Revenue Bonds, Senior Lien Series 2015, 5.000%, 3/01/33   3/25 at 100.00 A 2,285,620
22,005   Total Illinois       24,846,937
    Indiana – 1.6% (1.2% of Total Investments)        
1,180   Indiana Finance Authority, Educational Facilities Revenue Bonds, 21st Century Charter School Project, Series 2013A, 6.000%, 3/01/33   3/23 at 100.00 B+ 1,127,337
1,500   Indiana Finance Authority, Lease Appropriation Bonds, Stadium Project, Refunding Series 2015A, 5.000%, 2/01/25   No Opt. Call AA+ 1,828,035
2,680   Total Indiana       2,955,372
    Iowa – 2.1% (1.6% of Total Investments)        
995   Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company Project, Series 2013, 5.000%, 12/01/19   No Opt. Call B 1,016,771
855   Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company Project, Series 2016, 5.875%, 12/01/27   6/19 at 105.00 B 888,336
2,000   Iowa Tobacco Settlement Authority, Tobacco Asset-Backed Revenue Bonds, Series 2005B, 5.600%, 6/01/34   11/17 at 100.00 B+ 2,012,300
3,850   Total Iowa       3,917,407
    Kentucky – 2.2% (1.7% of Total Investments)        
    Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds, Louisville Arena Authority, Inc., Series 2008-A1:        
1,320   5.750%, 12/01/28  –  AGC Insured   6/18 at 100.00 AA 1,347,707
115   6.000%, 12/01/33  –  AGC Insured   6/18 at 100.00 AA 117,386
3,000   Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds, Downtown Crossing Project, Capital Appreciation Series 2013B, 0.000%, 7/01/23   No Opt. Call Baa3 2,535,510
4,435   Total Kentucky       4,000,603
    Louisiana – 0.9% (0.7% of Total Investments)        
500   Louisiana Local Government Environmental Facilities & Community Development Authority, Revenue Bonds, Westlake Chemical Corporation Project, Series 2007, 6.750%, 11/01/32   11/17 at 100.00 BBB 503,790

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    Louisiana (continued)        
$ 1,000   New Orleans, Louisiana, Water Revenue Bonds, Refunding Series 2014, 5.000%, 12/01/22   No Opt. Call A- $ 1,166,550
1,500   Total Louisiana       1,670,340
    Maine – 2.3% (1.8% of Total Investments)        
1,000   Maine Health and Higher Educational Facilities Authority Revenue Bonds, Eastern Maine Medical Center Obligated Group Issue, Series 2013, 5.000%, 7/01/33   7/23 at 100.00 BBB 1,053,640
    Maine Turnpike Authority, Special Obligation Bonds, Series 2014:        
620   5.000%, 7/01/25   7/24 at 100.00 A+ 739,995
340   5.000%, 7/01/27   7/24 at 100.00 A+ 399,146
1,850   5.000%, 7/01/29   7/24 at 100.00 A+ 2,141,967
3,810   Total Maine       4,334,748
    Maryland – 0.9% (0.7% of Total Investments)        
    Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Frederick Memorial Hospital Issue, Series 2012A:        
195   5.000%, 7/01/20   No Opt. Call Baa1 213,858
275   5.000%, 7/01/22   No Opt. Call Baa1 317,004
1,000   Prince George's County, Maryland, General Obligation Consolidated Public Improvement Bonds, Series 2011A, 5.000%, 9/15/22   9/21 at 100.00 AAA 1,158,520
1,470   Total Maryland       1,689,382
    Massachusetts – 1.9% (1.5% of Total Investments)        
250   Massachusetts Development Finance Agency, First Mortgage Revenue Bonds, Brookhaven at Lexington Project, Series 2005A, 5.000%, 3/01/35  –  RAAI Insured   11/17 at 100.00 AA 250,667
1,000   Massachusetts Development Finance Agency, Resource Recovery Revenue Bonds, Covanta Energy Project, Series 2012A, 4.875%, 11/01/27 (Alternative Minimum Tax)   11/17 at 100.00 BB+ 1,000,900
    Massachusetts Development Finance Agency, Revenue Bonds, Boston Medical Center Issue, Series 2012C:        
80   5.000%, 7/01/29 (Pre-refunded 7/01/22)   7/22 at 100.00 N/R (5) 94,296
420   5.000%, 7/01/29   7/22 at 100.00 BBB 463,785
500   5.000%, 7/01/29 (Pre-refunded 7/01/22)   7/22 at 100.00 Baa2 (5) 589,350
    Massachusetts Port Authority, Special Facilities Revenue Bonds, Delta Air Lines Inc., Series 2001A:        
140   5.000%, 1/01/21  –  AMBAC Insured (Alternative Minimum Tax)   11/17 at 100.00 N/R 141,319
1,000   5.000%, 1/01/27  –  AMBAC Insured (Alternative Minimum Tax)   1/18 at 100.00 N/R 1,009,420
3,390   Total Massachusetts       3,549,737
    Michigan – 6.0% (4.7% of Total Investments)        
1,000   Detroit City School District, Wayne County, Michigan, General Obligation Bonds, Tender Option Bond Trust 2016-XG0091, 19.930%, 5/01/30  –  AGM Insured (IF) (4)   No Opt. Call Aa1 2,174,200
5   Detroit, Michigan, Sewer Disposal System Revenue Bonds, Second Lien, Series 2006B, 5.000%, 7/01/36  –  NPFG Insured   11/17 at 100.00 A 5,014
5   Detroit, Michigan, Water Supply System Second Lien Revenue Bonds, Series 2003B, 5.000%, 7/01/34  –  NPFG Insured   11/17 at 100.00 A 5,015
730   Flint Hospital Building Authority, Michigan, Building Authority Revenue Bonds, Hurley Medical Center, Series 2013A, 5.000%, 7/01/23   No Opt. Call BBB- 767,610
2,020   Michigan Finance Authority, Hospital Revenue Bonds, Crittenton Hospital Medical Center, Refunding Series 2012A, 4.125%, 6/01/32 (Pre-refunded 6/01/22)   6/22 at 100.00 N/R (5) 2,283,933

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    Michigan (continued)        
$ 3,000   Michigan Finance Authority, Local Government Loan Program Revenue Bonds, Detroit Water & Sewerage Department Water Supply System Local Project, Refunding Senior Loan Series 2014D-1, 5.000%, 7/01/23  –  AGM Insured   No Opt. Call AA $3,535,710
155   Michigan Finance Authority, Public School Academy Limited Obligation Revenue Bonds, Old Redford Academy Project, Series 2010A, 5.250%, 12/01/20   No Opt. Call BB- 157,297
    Michigan Finance Authority, Revenue Bonds, Trinity Health Credit Group, Tender Option Bond Trust 2015-XF0126:        
12   19.070%, 12/01/27 (Pre-refunded 12/01/20) (IF)   12/20 at 100.00 N/R (5) 18,056
1,393   19.070%, 12/01/27 (IF) (4)   12/20 at 100.00 AA- 2,096,006
8,320   Total Michigan       11,042,841
    Minnesota – 1.5% (1.2% of Total Investments)        
550   Northern Municipal Power Agency, Minnesota, Electric System Revenue Bonds, Refunding Series 2016, 5.000%, 1/01/27   1/26 at 100.00 A- 664,796
750   Rochester, Minnesota, Health Care Facilities Revenue Bonds, Olmsted Medical Center Project, Series 2013, 5.000%, 7/01/20   No Opt. Call A 826,717
    Saint Paul Housing and Redevelopment Authority, Minnesota, Lease Revenue Bonds, Saint Paul Conservatory for Performing Artists Charter School Project, Series 2013A:        
205   3.550%, 3/01/21   No Opt. Call BBB- 207,212
100   3.700%, 3/01/22   No Opt. Call BBB- 102,076
    Sauk Rapids, Minnesota, Health Care and Housing Facilities Revenue Bonds, Good Shepherd Lutheran Home, Refunding Series 2013:        
500   5.000%, 1/01/18   No Opt. Call N/R 503,880
500   5.000%, 1/01/19   No Opt. Call N/R 513,670
2,605   Total Minnesota       2,818,351
    Mississippi – 2.0% (1.5% of Total Investments)        
    Mississippi Development Bank Special Obligation Bonds, Marshall County Industrial Development Authority, Mississippi Highway Construction Project, Tender Option Bond Trust 2016-XG0092:        
800   19.373%, 1/01/24 (IF) (4)   1/22 at 100.00 AA- 1,458,320
1,000   19.373%, 1/01/25 (IF) (4)   1/22 at 100.00 AA- 1,822,900
200   19.373%, 1/01/26 (Pre-refunded 1/01/22) (IF) (4)   1/22 at 100.00 AA- (5) 364,580
2,000   Total Mississippi       3,645,800
    Missouri – 2.6% (2.0% of Total Investments)        
300   Franklin County Industrial Development Authority, Missouri, Sales Tax Refunding Revenue Bonds, Phoenix Center II Community Improvement District Project, Series 2013A, 4.000%, 11/01/25   11/20 at 100.00 N/R 306,372
910   Kansas City Tax Increment Financing Commission, Missouri, Tax Increment Revenue Bonds, Briarcliff West Project, Series 2006A, 5.400%, 6/01/24   11/17 at 100.00 N/R 895,695
3,000   Missouri Joint Municipal Electric Utility Commission, Power Project Revenue Bonds, Plum Point Project, Refunding Series 2014A, 5.000%, 1/01/23   No Opt. Call A 3,512,670
4,210   Total Missouri       4,714,737
    Nebraska – 1.8% (1.4% of Total Investments)        
3,000   Central Plains Energy Project, Nebraska, Gas Project 3 Revenue Bonds, Series 2012, 5.000%, 9/01/32   9/22 at 100.00 A 3,320,700

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    Nevada – 1.6% (1.3% of Total Investments)        
    Las Vegas Redevelopment Agency, Nevada, Tax Increment Revenue Bonds, Refunding Series 2016:        
$ 1,295   5.000%, 6/15/26   No Opt. Call BBB+ $1,549,726
1,210   5.000%, 6/15/27   6/26 at 100.00 BBB+ 1,434,068
2,505   Total Nevada       2,983,794
    New Jersey – 6.8% (5.3% of Total Investments)        
615   New Jersey Economic Development Authority, Charter School Revenue Bonds, Lady Liberty Academy Charter School Project, Series 2013A, 5.150%, 8/01/23   No Opt. Call B- 526,323
    New Jersey Economic Development Authority, Cigarette Tax Revenue Refunding Bonds, Series 2012:        
2,000   5.000%, 6/15/24   6/22 at 100.00 BBB+ 2,205,340
1,000   5.000%, 6/15/28   6/22 at 100.00 BBB+ 1,076,940
    New Jersey Economic Development Authority, Private Activity Bonds, The Goethals Bridge Replacement Project, Series 2013:        
860   5.000%, 1/01/21 (Alternative Minimum Tax)   No Opt. Call BBB 940,737
500   5.000%, 1/01/22 (Alternative Minimum Tax)   No Opt. Call BBB 559,305
500   5.000%, 7/01/22 (Alternative Minimum Tax)   No Opt. Call BBB 564,580
620   5.000%, 1/01/23 (Alternative Minimum Tax)   No Opt. Call BBB 704,550
1,000   New Jersey Economic Development Authority, School Facilities Construction Financing Program Bonds, Tender Option Bond Trust 2016-XF2340, 3.940%, 9/01/25 (IF) (4)   3/25 at 100.00 BBB+ 700,100
1,000   New Jersey Economic Development Authority, Special Facilities Revenue Bonds, Continental Airlines Inc., Series 1999, 5.250%, 9/15/29 (Alternative Minimum Tax)   8/22 at 101.00 BB- 1,090,130
1,045   New Jersey Health Care Facilities Financing Authority, New Jersey, Revenue Bonds, Saint Peters University Hospital, Series 2007, 5.250%, 7/01/21   7/18 at 100.00 BB+ 1,061,354
70   New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Saint Joseph's Healthcare System Obligated Group Issue, Series 2008, 6.000%, 7/01/18 (ETM)   No Opt. Call Baa3 (5) 72,734
3,000   Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds, Series 2007-1A, 5.000%, 6/01/29   11/17 at 100.00 BBB- 3,000,180
12,210   Total New Jersey       12,502,273
    New York – 1.9% (1.5% of Total Investments)        
495   Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue Bonds, Catholic Health System, Inc. Project, Series 2015, 5.000%, 7/01/29   7/25 at 100.00 BBB+ 564,201
500   Buffalo and Fort Erie Public Bridge Authority, New York, Toll Bridge System Revenue Bonds, Refunding Series 2014, 5.000%, 1/01/18   No Opt. Call A+ 507,005
2,000   New York Convention Center Development Corporation, New York, Revenue Bonds, Hotel Unit Fee Secured, Refunding Series 2015, 5.000%, 11/15/25   No Opt. Call Aa3 2,444,760
2,995   Total New York       3,515,966
    North Carolina – 0.8% (0.6% of Total Investments)        
1,040   North Carolina Eastern Municipal Power Agency, Power System Revenue Bonds, Refunding Series 1993, 6.000%, 1/01/18  –  AMBAC Insured (ETM)   No Opt. Call AAA 1,058,450
400   North Carolina Turnpike Authority, Triangle Expressway System Revenue Bonds, Series 2009A, 5.250%, 1/01/25 (Pre-refunded 1/01/19)  –  AGC Insured   1/19 at 100.00 AA (5) 423,224
1,440   Total North Carolina       1,481,674

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    Ohio – 5.7% (4.4% of Total Investments)        
$ 3,500   Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue Bonds, Senior Lien, Series 2007A-2, 5.875%, 6/01/30   11/17 at 100.00 B- $3,414,495
3,000   Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds, FirstEnergy Generation Project, Refunding Series 2006A, 3.750%, 12/01/23   No Opt. Call Caa1 1,484,640
2,000   Ohio Air Quality Development Authority, Ohio, Revenue Bonds, Ohio Valley Electric Corporation Project, Series 2009E, 5.625%, 10/01/19   No Opt. Call BBB- 2,073,100
1,150   Ohio State, Private Activity Bonds, Portsmouth Gateway Group, LLC - Borrower, Portsmouth Bypass Project, Series 2015, 5.000%, 12/31/27  –  AGM Insured (Alternative Minimum Tax)   6/25 at 100.00 AA 1,336,461
2,000   Ross County, Ohio, Hospital Revenue Refunding Bonds, Adena Health System Series 2008, 5.750%, 12/01/28 (Pre-refunded 12/01/18)   12/18 at 100.00 A- (5) 2,122,200
11,650   Total Ohio       10,430,896
    Oklahoma – 0.7% (0.6% of Total Investments)        
1,120   Oklahoma City Water Utilities Trust, Oklahoma, Water and Sewer Revenue Bonds, Refunding Series 2016, 5.000%, 7/01/36   7/26 at 100.00 AAA 1,331,859
    Oregon – 0.6% (0.5% of Total Investments)        
965   Astoria Hospital Facilities Authority, Oregon, Hospital Revenue and Refunding Bonds, Columbia Memorial Hospital, Series 2012, 5.000%, 8/01/22   No Opt. Call BBB- 1,098,739
    Pennsylvania – 4.1% (3.2% of Total Investments)        
90   East Hempfield Township Industrial Development Authority, Pennsylvania, Student Services Inc - Student Housing Project at Millersville University, Series 2013, 4.000%, 7/01/19   No Opt. Call BBB- 93,206
    Erie Higher Education Building Authority, Pennsylvania, Revenue Bonds, Gannon University Project, Series 2013:        
465   4.000%, 5/01/20   No Opt. Call BBB+ 491,305
480   4.000%, 5/01/21   No Opt. Call BBB+ 511,781
500   4.000%, 5/01/22   No Opt. Call BBB+ 538,550
520   4.000%, 5/01/23   No Opt. Call BBB+ 563,925
2,190   Erie Sewer Authority, Erie County, Pennsylvania, Sewer Revenue Bonds, Series 2012A, 5.000%, 6/01/21  –  AGM Insured   No Opt. Call AA 2,475,992
1,700   Pennsylvania Economic Development Financing Authority, Private Activity Revenue Bonds, Pennsylvania Rapid Bridge Replacement Project, Series 2015, 5.000%, 6/30/28 (Alternative Minimum Tax)   6/26 at 100.00 BBB 1,995,953
    Southcentral Pennsylvania General Authority, Revenue Bonds, Hanover Hospital Inc., Series 2013:        
370   5.000%, 12/01/20   No Opt. Call BBB 409,364
435   5.000%, 12/01/21   No Opt. Call BBB 490,871
6,750   Total Pennsylvania       7,570,947
    Rhode Island – 1.8% (1.4% of Total Investments)        
3,000   Rhode Island Health & Educational Building Corporation, Public Schools Financing Program Revenue Bonds, Pooled Series 2009E, 6.000%, 5/15/29 (Pre-refunded 5/15/19)  –  AGC Insured   5/19 at 100.00 AA (5) 3,260,880

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    South Carolina – 1.8% (1.4% of Total Investments)        
$ 1,000   Piedmont Municipal Power Agency, South Carolina, Electric Revenue Bonds, Series 2010-A2, 5.000%, 1/01/18   No Opt. Call A- $1,013,670
2,000   South Carolina Public Service Authority, Santee Cooper Revenue Obligations, Refunding Series 2014B, 5.000%, 12/01/31   6/24 at 100.00 A+ 2,262,260
3,000   Total South Carolina       3,275,930
    Tennessee – 6.1% (4.7% of Total Investments)        
    Knox County Health, Educational and Housing Facility Board, Tennessee, Hospital Revenue Bonds, Covenant Health, Refunding Series 2012A:        
1,440   5.000%, 1/01/25   1/23 at 100.00 A 1,661,414
2,170   5.000%, 1/01/26   1/23 at 100.00 A 2,485,887
2,000   Memphis-Shelby County Airport Authority, Tennessee, Airport Revenue Bonds, Series 2010B, 5.750%, 7/01/22 (Alternative Minimum Tax)   7/20 at 100.00 A 2,246,180
400   The Tennessee Energy Acquisition Corporation, Gas Revenue Bonds, Series 2006B, 5.625%, 9/01/26   No Opt. Call BBB 465,004
    The Tennessee Energy Acquisition Corporation, Gas Revenue Bonds, Series 2006C:        
1,020   5.000%, 2/01/21   No Opt. Call A 1,118,430
1,490   5.000%, 2/01/24   No Opt. Call A 1,706,691
1,365   5.000%, 2/01/25   No Opt. Call A 1,584,656
9,885   Total Tennessee       11,268,262
    Texas – 10.5% (8.2% of Total Investments)        
500   Central Texas Regional Mobility Authority, Revenue Bonds, Refunding Subordinate Lien Series 2013, 5.000%, 1/01/22   No Opt. Call BBB 571,565
200   Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2010, 5.750%, 1/01/25 (Pre-refunded 1/01/20)   1/20 at 100.00 BBB+ (5) 221,754
685   Denton County Fresh Water Supply District 7, Texas, General Obligation Bonds, Refunding Series 2013, 4.000%, 2/15/21  –  AGM Insured   No Opt. Call AA 742,334
2,000   Gulf Coast Industrial Development Authority, Texas, Solid Waste Disposal Revenue Bonds, Citgo Petroleum Corporation Project, Series 1995, 4.875%, 5/01/25 (Alternative Minimum Tax)   10/22 at 100.00 BB 2,094,040
    Harris County-Houston Sports Authority, Texas, Revenue Bonds, Refunding Second Lien Series 2014C:        
230   5.000%, 11/15/22   No Opt. Call A3 266,552
1,660   5.000%, 11/15/23   No Opt. Call A3 1,957,057
960   5.000%, 11/15/25   11/24 at 100.00 A3 1,138,368
515   Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and Entertainment Facilities Department, Refunding Series 2011A, 5.250%, 9/01/19   No Opt. Call A2 556,663
    Irving, Texas, Hotel Occupancy Tax Revenue Bonds, Series 2014B:        
465   4.000%, 8/15/22   8/19 at 100.00 BBB+ 482,782
535   4.000%, 8/15/23   8/19 at 100.00 BBB+ 553,944
100   Love Field Airport Modernization Corporation, Texas, Special Facilities Revenue Bonds, Southwest Airlines Company - Love Field Modernization Program Project, Series 2012, 5.000%, 11/01/20 (Alternative Minimum Tax)   No Opt. Call A3 108,677

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    Texas (continued)        
    Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Scott & White Healthcare Project, Tender Option Bond Trust 2016-XG0058:        
$ 100   19.129%, 8/15/22 (IF) (4)   No Opt. Call AA- $185,405
155   18.958%, 8/15/24 (IF) (4)   8/23 at 100.00 AA- 301,370
200   19.129%, 8/15/26 (IF) (4)   8/23 at 100.00 AA- 371,650
175   18.924%, 8/15/27 (IF) (4)   8/23 at 100.00 AA- 317,362
3,000   Texas Municipal Gas Acquisition and Supply Corporation I, Gas Supply Revenue Bonds, Senior Lien Series 2008D, 6.250%, 12/15/26   No Opt. Call BBB+ 3,673,260
3,000   Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series 2012, 5.000%, 12/15/27   12/22 at 100.00 A3 3,380,370
230   Texas Public Finance Authority Charter School Finance Corporation, Education Revenue Bonds, Uplift Education, Series 2007A, 5.750%, 12/01/27 (Pre-refunded 12/01/17)   12/17 at 100.00 BBB- (5) 232,840
360   Texas Public Finance Authority, Revenue Bonds, Texas Southern University Financing System, Series 2011, 6.000%, 5/01/23   5/21 at 100.00 BBB 403,247
1,480   Texas State, General Obligation Bonds, Water Financial Assistance, Refunding Series 2016B1, 5.000%, 8/01/26   No Opt. Call AAA 1,868,530
16,550   Total Texas       19,427,770
    Utah – 2.3% (1.8% of Total Investments)        
3,000   Salt Lake County, Utah, Research Facility Revenue Bonds, Huntsman Cancer Foundation, Series 2013A-1, 5.000%, 12/01/33 (Pre-refunded 12/17/18) (Mandatory put 12/15/20)   12/18 at 100.00 N/R (5) 3,075,420
435   Utah Water Finance Agency, Revenue Bonds, Pooled Loan Financing Program, Series 2017A, 5.000%, 3/01/35   3/27 at 100.00 AA 519,146
600   Utah Water Finance Agency, Revenue Bonds, Pooled Loan Financing Program, Series 2017C, 5.000%, 3/01/34   3/27 at 100.00 AA 719,406
4,035   Total Utah       4,313,972
    Vermont – 0.5% (0.4% of Total Investments)        
900   Vermont Economic Development Authority, Solid Waste Disposal Revenue Bonds, Casella Waste Systems, Inc. Project, Series 2013, 4.750%, 4/01/36 (Alternative Minimum Tax) (Mandatory Put 4/02/18)   No Opt. Call CCC+ 904,284
    Virgin Islands – 1.1% (0.9% of Total Investments)        
2,000   Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Refunding Series 2012A, 4.000%, 10/01/22  –  AGM Insured   No Opt. Call AA 2,079,420
    Virginia – 1.2% (0.9% of Total Investments)        
1,340   Chesapeake Bay Bridge and Tunnel District, Virginia, General Resolution Revenue Bonds, First Tier Series 2016, 5.000%, 7/01/41  –  AGM Insured   7/26 at 100.00 AA 1,553,314
535   Chesapeake, Virginia, Transportation System Senior Toll Road Revenue Bonds, Series 2012A, 5.000%, 7/15/21   No Opt. Call BBB 599,746
1,875   Total Virginia       2,153,060
    Washington – 0.5% (0.3% of Total Investments)        
700   Port of Seattle, Washington, Revenue Bonds, Intermediate Lien Series 2015A, 5.000%, 4/01/27   10/24 at 100.00 AA- 837,291

Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    West Virginia – 0.6% (0.4% of Total Investments)        
$ 1,035   West Virginia Economic Development Authority, Solid Waste Disposal Facilities Revenue Bonds, Appalachian Power Company - Amos Project, Refunding Series 2015A, 1.900%, 3/01/40 (Mandatory Put 4/01/19)   No Opt. Call A- $ 1,040,320
    Wisconsin – 0.4% (0.3% of Total Investments)        
    University of Wisconsin Hospitals and Clinics Authority, Revenue Bonds, Tender Option Bond Trust 2015-XF0127:        
50   17.802%, 4/01/22 (IF) (4)   No Opt. Call AA- 89,650
100   18.477%, 4/01/23 (IF) (4)   No Opt. Call AA- 195,985
185   18.158%, 4/01/24 (IF) (4)   4/23 at 100.00 AA- 351,961
100   18.477%, 4/01/25 (IF) (4)   4/23 at 100.00 AA- 186,810
435   Total Wisconsin       824,406
$ 207,647   Total Long-Term Investments (cost $226,246,019)       234,327,870
    
Principal Amount (000)   Description (1)   Optional Call Provisions (2) Ratings (3) Value
    SHORT-TERM INVESTMENTS – 1.5% (1.2% of Total Investments)        
    MUNICIPAL BONDS – 1.5% (1.2% of Total Investments)        
    Illinois – 0.6% (0.5% of Total Investments)        
$ 1,050   Illinois Finance Authority, Revenue Bonds, University of Chicago, Variable Rate Demand Obligation, Tender Option Bond Floater 2015-XM0114., 0.810%, 7/01/37 (7)   7/18 at 100.00 A-1 $ 1,050,000
    Maine – 0.1% (0.1% of Total Investments)        
200   Maine Health and Higher Educational Facilities Authority, Revenue Bonds, Bowdoin College, Variable Rate Demand Obligation, Tender Option Bond Floater 2016-XF0402, 0.820%, 7/01/39 (7)   7/19 at 100.00 VMIG-1 200,000
    Washington – 0.8% (0.6% of Total Investments)        
1,500   Washington State Health Care Facilities Authority, Revenue Bonds, Catholic Health Initiative, Variable Rate Demand Obligation, Tender Option Bond Floater 2016-XM0424, 1.170%, 2/01/41 (7)   2/21 at 100.00 VMIG-3 1,500,000
$ 2,750   Total Short-Term Investments (cost $2,750,000)       2,750,000
    Total Investments (cost $228,996,019) – 128.6%       237,077,870
    Variable Rate MuniFund Term Preferred Shares, net of deferred offering costs – (29.8)% (8)   (54,995,787)
    Other Assets Less Liabilities – 1.2%       2,237,910
    Net Assets Applicable to Common Shares – 100%       $ 184,319,993
Fair Value Measurements
Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. A three-tier hierarchy is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1  –   Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.

Level 2  –   Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
Level 3  –   Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
  Level 1 Level 2 Level 3 Total
Long-Term Investments:        
Municipal Bonds $ — $234,327,870 $ — $234,327,870
Short-Term Investments:        
Municipal Bonds  — 2,750,000  — 2,750,000
Total $ — $237,077,870 $ — $237,077,870
Income Tax Information
The following information is presented on a federal income tax basis. Differences between amounts for financial statement and federal income tax purposes are primarily due to timing differences in recognizing taxable market discount, timing differences in recognizing certain gains and losses on investment transactions and the treatment of investments in inverse floating rate securities reflected as financing transactions, if any. To the extent that differences arise that are permanent in nature, such amounts are reclassified within the capital accounts on the Statement of Assets and Liabilities presented in the annual report, based on their federal tax basis treatment; temporary differences do not require reclassification. Temporary and permanent differences do not impact the net asset value of the Fund.
As of August 31, 2017, the cost of investments was $228,792,951.
Gross unrealized appreciation and gross unrealized depreciation of investments as of August 31, 2017, were as follows:
Gross unrealized:  
Appreciation $10,343,678
Depreciation (2,058,759)
Net unrealized appreciation (depreciation) of investments $ 8,284,919
(1) All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted.  
(2) Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns.  
(3) For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating.This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies.  
(4) Investment, or portion of investment, has been pledged to collateralize the net payment obligations for investments in inverse floating rate transactions.  
(5) Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities.  
(6) Step-up coupon bond, a bond with a coupon that increases ("steps up"), usually at regular intervals, while the bond is outstanding. The rate shown is the coupon as of the end of the reporting period.  
(7) Investment has a maturity of greater than one year, but has variable rate and demand features which qualify it as a short-term investment. The rate disclosed is that in effect at the end of the reporting period. This rate changes periodically based on market conditions or a specified market index.  
(8) Variable Rate MuniFund Term Preferred Shares, net of deferred offering costs as a percentage of Total Investments is 23.2%.  
ETM Escrowed to maturity.  
IF Inverse floating rate security issued by a tender option bond (“TOB”) trust, the interest rate on which varies inversely with the Securities Industry Financial Markets Association (SIFMA) short-term rates, which resets weekly, or a similar short-term rate, and is reduced by the expenses related to the TOB trust.  

Item 2. Controls and Procedures.

 

  a. The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).

 

  b. There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

Item 3. Exhibits.

File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: See EX-99 CERT attached hereto.

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)    Nuveen Intermediate Duration Quality Municipal Term Fund   
By (Signature and Title)    /s/ Gifford R. Zimmerman                                                       
   Gifford R. Zimmerman   
   Vice President and Secretary   

Date: October 30, 2017

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

By (Signature and Title)    /s/ Cedric H. Antosiewicz                                                        
   Cedric H. Antosiewicz   
   Chief Administrative Officer (principal executive officer)   
Date: October 30, 2017      
By (Signature and Title)    /s/ Stephen D. Foy                                                                    
   Stephen D. Foy   
   Vice President and Controller (principal financial officer)   
Date: October 30, 2017