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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 18.17 | 06/01/2006 | A | 130,000 | 06/01/2007(6) | 05/31/2016 | Common Shares | 130,000 | $ 0 | 130,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCONNELL JOHN P/OH WORTHINGTON INDUSTRIES, INC. 200 OLD WILSON BRIDGE ROAD COLUMBUS, OH 43085 |
X | Chairman/Chief Exec Officer |
/s/John P. McConnell | 06/02/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amount listed is the most up-to-date information available regarding common shares acquired as a result of reinvestment of dividends pursuant to the Worthington Industries, Inc. Dividend Reinvestment and Stock Purchase Plan based on a plan statement dated May 31, 2006. Between December 28, 2005 and May 31, 2006, 19 common shares were acquired through dividend reinvestments. |
(2) | Amount listed is the most up-to-date information available regarding common shares acquired as a result of reinvestment of dividends pursuant to the Worthington Industries, Inc. Dividend Reinvestment and Stock Purchase Plan based on a plan statement dated May 31, 2006. Between December 28, 2005 and May 31, 2006, 368 common shares were acquired through dividend reinvestments. |
(3) | Amount listed is the most up-to-date information available regarding common shares acquired as a result of reinvestment of dividends pursuant to the Worthington Industries, Inc. Dividend Reinvestment and Stock Purchase Plan based on a plan statement dated May 31, 2006. Between December 28, 2005 and May 31, 2006, 328 common shares were acquired through dividend reinvestments. |
(4) | Amount listed is the most up-to-date information available regarding holdings in the fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan which invests in common shares of the Issuer, based on a plan statement dated as of May 31, 2006. Between December 28, 2005 and May 31, 2006, the reporting person acquired 176 common shares in that fund. |
(5) | The reporting person is the Executor of the Estate of Margaret McConnell, which holds the reported 511,750 common shares. The reporting person disclaims beneficial ownership of the reported 511,750 common shares except to the extent of his pecuniary interest therein. |
(6) | This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually on 6/01/2008, 6/01/2009, 6/01/2010 and 6/01/2011. |