UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Farrell William J II 1100 NORTH MARKET STREET RODNEY SQUARE NO. WILMINGTON, DE 19890 |
 |  |  Executive Vice President |  |
By: Andrea R. Kozlowski, Esq. (Attorney-In-Fact) | 11/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of shares has been updated to include an award of restricted stock that was made to the reporting person on June 30, 2011 under the M&T Bank Corporation 2009 Equity Incentive Compensation Plan. The restricted stock award included a total of 4,549 shares. 455 shares of the restricted stock award will vest on June 30, 2012, an additional 910 shares will vest on June 30, 2013, an additional 1,365 shares will vest on June 30, 2014; and the remaining 1,819 shares of the restricted stock award will vest on June 30, 2015. |