Edgar Filing: Inogen Inc

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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3235-0104

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â Novo A/S

2. Date of Event Requiring Statement (Month/Day/Year)
02/12/2014

3. Issuer Name and Ticker or Trading Symbol
Inogen Inc [INGN]

(Last)

(First)

(Middle)

TUBORG HAVNEVEJ 19

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	__X__ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
SEE REMARKS

5. If Amendment, Date Original Filed(Month/Day/Year)

(Street)

HELLERUP,Â G7Â 2900

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON STOCK	88,393	D	Â

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security		6. Nature of Indirect Beneficial Ownership (Instr. 5)
SERIES B PREFERRED STOCK	Â ⁽¹⁾	Â ⁽¹⁾	COMMON STOCK	30,839 ⁽¹⁾	$ ⁽¹⁾	D	Â
SERIES C PREFERRED STOCK	Â ⁽¹⁾	Â ⁽¹⁾	COMMON STOCK	1,967 ⁽¹⁾	$ ⁽¹⁾	D	Â
SERIES D PREFERRED STOCK	Â ⁽¹⁾	Â ⁽¹⁾	COMMON STOCK	914,516 ⁽¹⁾	$ ⁽¹⁾	D	Â
SERIES E PREFERRED STOCK	Â ⁽¹⁾	Â ⁽¹⁾	COMMON STOCK	1,363,283 ⁽¹⁾	$ ⁽¹⁾	D	Â
SERIES F PREFERRED STOCK	Â ⁽¹⁾	Â ⁽¹⁾	COMMON STOCK	1,260,504 ⁽¹⁾	$ ⁽¹⁾	D	Â
SERIES G PREFERRED STOCK	Â ⁽¹⁾	Â ⁽¹⁾	COMMON STOCK	2,376,947 ⁽¹⁾	$ ⁽¹⁾	D	Â
COMMON STOCK WARRANT (RIGHT TO BUY)	04/27/2007	04/27/2017	COMMON STOCK	26,365	$ 0.3	D	Â
COMMON STOCK WARRANT (RIGHT TO BUY)	05/31/2007	05/31/2017	COMMON STOCK	19,022	$ 0.3	D	Â
COMMON STOCK WARRANT (RIGHT TO BUY)	06/22/2007	06/22/2017	COMMON STOCK	12,681	$ 0.3	D	Â
COMMON STOCK WARRANT (RIGHT TO BUY)	07/17/2007	07/17/2017	COMMON STOCK	5,570	$ 0.3	D	Â
COMMON STOCK WARRANT (RIGHT TO BUY)	08/06/2007	08/06/2017	COMMON STOCK	2,727	$ 0.3	D	Â
COMMON STOCK WARRANT (RIGHT TO BUY)	10/05/2007	10/19/2017	COMMON STOCK	52,018	$ 0.3	D	Â
COMMON STOCK WARRANT (RIGHT TO BUY)	02/27/2009	02/26/2019	COMMON STOCK	11,488	$ 0.3	D	Â

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Novo A/S TUBORG HAVNEVEJ 19 HELLERUP,Â G7Â 2900	Â	Â X	Â	SEE REMARKS

Signatures

/s/ Thorkil Kastberg Christensen, Chief Financial Officer of Novo A/S		02/12/2014
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Series B, C, D, E, F and G Preferred Stock (collectively, the "Preferred Stock") has no expiration date and is convertible at any time, at the holder's election. Upon the closing of the Issuer's initial public offering, the Preferred Stock will automatically convert into shares of the Issuer's Common Stock based on the Applicable Conversion Price (as defined in the Issuer's Twelfth Amended and Restated Certificate of Incorporation).
Â Remarks: NovoÂ A/SÂ isÂ aÂ DanishÂ limitedÂ liabilityÂ company.Â Â TheÂ boardÂ ofÂ directorsÂ ofÂ NovoÂ A/SÂ (theÂ "NovoÂ Board"),Â currentlyÂ isÂ comprisedÂ ofÂ StenÂ Scheibye,Â GoranÂ Ando,Â JorgenÂ Boe,Â JeppeÂ Christiansen,Â SteenÂ RiisgaardÂ andÂ PerÂ Wold-Olsen,Â hasÂ sharedÂ investmentÂ andÂ votingÂ controlÂ overÂ theÂ securitiesÂ ofÂ theÂ IssuerÂ heldÂ byÂ NovoÂ A/SÂ (theÂ "Shares")Â andÂ mayÂ exerciseÂ suchÂ controlÂ onlyÂ withÂ theÂ supportÂ ofÂ aÂ majorityÂ ofÂ theÂ NovoÂ Board.Â Â AsÂ such,Â noÂ individualÂ memberÂ ofÂ theÂ NovoÂ BoardÂ isÂ deemedÂ toÂ holdÂ anyÂ beneficialÂ ownershipÂ orÂ reportableÂ pecuniaryÂ interestÂ inÂ theÂ Shares.

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