UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 04/20/2024 | Common Stock | 65,000 | $ 14.14 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 01/07/2025 | Common Stock | 5,516 | $ 7.15 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 01/06/2026 | Common Stock | 9,916 | $ 5.22 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 01/03/2027 | Common Stock | 30,000 | $ 6.33 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 01/09/2028 | Common Stock | 50,000 | $ 20.03 | D | Â |
Employee Stock Option (right to buy) | Â (6) | 01/16/2029 | Common Stock | 65,000 | $ 10.59 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Girard Armand C/O GLYCOMIMETICS, INC. 9708 MEDICAL CENTER DRIVE ROCKVILLE, MD 20850 |
 |  |  SVP, Strategy & Corporate Dev |  |
/s/ Brian F. Leaf, Attorney-in-fact | 03/06/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 25% of the shares underlying this option vested on April 21, 2015 and the remaining 75% of the shares vested in 36 equal monthly installments through April 21, 2018. |
(2) | 25% of the shares underlying this option vested on January 8, 2016 and the remaining 75% of the shares vested in 36 equal monthly installments through January 8, 2019. |
(3) | 25% of the shares underlying this option vested on January 7, 2017 and the remaining 75% of the shares will vest in 36 equal monthly installments through January 7, 2020. |
(4) | 25% of the shares underlying this option vested on January 4, 2018 and the remaining 75% of the shares will vest in 36 equal monthly installments through January 4, 2021. |
(5) | 25% of the shares underlying this option vested on January 10, 2019 and the remaining 75% of the shares will vest in 36 equal monthly installments through January 10, 2022. |
(6) | 25% of the shares underlying this option will vest on January 17, 2020 and the remaining 75% of the shares will vest in 36 equal monthly installments through January 17, 2023. |
 Remarks: Exhibit 24.1 - Power of Attorney |