UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series B Preferred Stock | Â (1) | Â (2) | Common Stock | 3,472,653 | $ 10 | I | TCV VI, L.P. (3) (4) |
Series B Preferred Stock | Â (1) | Â (2) | Common Stock | 27,347 | $ 10 | I | TCV Member Fund, L.P. (5) (4) |
Common Stock Warrants | Â (1) | Â (6) | Common Stock | 555,624 | $ 10 | I | TCV VI, L.P. (3) (4) |
Common Stock Warrants | Â (1) | Â (6) | Common Stock | 4,376 | $ 10 | I | TCV Member Fund, L.P. (5) (4) |
Common Stock Warrants | Â (1) | Â (7) | Common Stock | 138,906 | $ 10 | I | TCV VI, L.P. (3) (4) |
Common Stock Warrants | Â (1) | Â (7) | Common Stock | 1,094 | $ 10 | I | TCV Member Fund, L.P. (5) (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Trudeau Robert C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 X |  X |  | May be part of a 13(g) group |
HOAG JAY C C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
KIMBALL RICK C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
DREW JOHN C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
REYNOLDS JON Q JR C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
GRIFFITH WILLIAM C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
Technology Crossover Management VI, L.L.C. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
TCV VI L P C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
TCV Member Fund, L.P. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
 |  X |  | May be part of a 13(g) group |
Carla S. Newell Authorized signatory for Robert W. Trudeau | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for Jay C. Hoag | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for Richard H. Kimball | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for John L. Drew | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for Jon Q. Reynolds Jr. | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for William J.G. Griffith IV | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for Technology Crossover Management VI, L.L.C. | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for TCV VI, L.P. | 07/17/2008 | |
**Signature of Reporting Person | Date | |
Carla S. Newell Authorized signatory for TCV Member Fund, L.P. | 07/17/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immediately. |
(2) | Not applicable. |
(3) | These securities are directly held by TCV VI, L.P. Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J.G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
(4) | Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau, TCM VI, TCV VI, L.P. and TCV Member Fund, L.P. (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related persons however, the Reporting Owners disclaim 13(g) group status. |
(5) | These securities are directly held by TCV Member Fund, L.P. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV Member Fund, L.P. The TCM Members and TCM VI may be deemed to beneficially own the securities held by TCV Member Fund, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
(6) | June 4, 2018. |
(7) | July 16, 2018. |