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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mosing Michael Frank 10260 WESTHEIMER ROAD HOUSTON, TX 77042 |
X |
Michael F. Mosing, by Joshua K. Hancock, as Attorney-in-Fact | 03/05/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Michael Frank Mosing Family, L.L.C. ("MFM Family LLC") is controlled by Michael Frank Mosing, in his capacity as its sole manager. |
(2) | On March 1, 2018, the MFM Family LLC sold 91,098 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock") on the New York Stock Exchange in open market sales, at prices ranging from $5.1800 to $5.4002 per share, with a weighted-average per-share price of $5.2649. |
(3) | The Reporting Person agrees to provide, upon request by the Securities Exchange Commission, the Issuer, or a holder of Common Stock, full information regarding the number of shares of Common Stock sold at each separate price. |
(4) | On March 2, 2018, the MFM Family LLC sold 108,902 shares of the Common Stock on the New York Stock Exchange in open market sales, at prices ranging from $4.98 to $5.25 per share, with a weighted-average per-share price of $5.0718. |
Remarks: The Reporting Person is a reporting person solely as a result of being a party to that certain Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto. |